Public ownership evidence

First Trust Financials AlphaDEX Fund (FXO) Ownership Disclosures

Read FXO insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Financials AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
40,327
Value (USD)
$2,137,313
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXO fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXO fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2940,327$2,137,313None
CARLSON FINANCIAL, INC.2026-06-302026-08-256,574$410,320None
CARLSON FINANCIAL, INC.2026-03-312026-08-256,620$372,003None
CARLSON FINANCIAL, INC.2025-12-312026-08-256,496$392,043None
Envision Financial Transparency, LLC2026-06-302026-08-2216,000$957,002None
Kingsview Wealth Management, LLC2026-06-302026-08-2028,022$1,750,253None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2026,910$1,680,799None
Beacon Pointe Advisors, LLC2026-06-302026-08-194,301$268,641None
Caitlin John, LLC2026-06-302026-08-18116$7,245None
Transamerica Financial Advisors, LLC2026-06-302026-08-18251$15,721None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-184,128$257,894None
Equitable Holdings, Inc.2026-06-302026-08-185,893$368,077None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-187,250$453,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15500$31,230None
AMERIFLEX GROUP, INC.2026-06-302026-08-15110$6,871None
Blueprint Financial Advisors LLC2026-06-302026-08-1518,569$1,159,820None
KKM Financial LLC2026-06-302026-08-1511,065$691,107None
ROI Financial Advisors, LLC2026-06-302026-08-154,575$285,772None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15245,103$15,309,113None
Ameritas Advisory Services, LLC2026-06-302026-08-1517,083$1,067,014None
NFSG Corp2026-06-302026-08-1598$6,121None
FWG Holdings, LLC2026-06-302026-08-156,586$428,365None
WCG Wealth Advisors LLC2026-06-302026-08-15324,995$20,298,900None
XTX Topco Ltd2026-06-302026-08-156,149$384,067None
Plotkin Financial Advisors, LLC2026-06-302026-08-1528,589$1,785,668None
Western Wealth Management, LLC2026-06-302026-08-1550,422$3,149,353None
IFG Advisory, LLC2026-06-302026-08-15405$25,296None
OSAIC HOLDINGS, INC.2026-06-302026-08-1510,907$681,243None
OSAIC HOLDINGS, INC.2026-06-302026-08-1586,397$5,399,287None
Regal Investment Advisors LLC2026-06-302026-08-1519,301$1,205,541None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1522,062$1,377,993None
Index Technologies Group LLC2026-06-302026-08-153,789$236,661None
Quantum Portfolio Management LLC2026-06-302026-08-155,241$327,353None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15137$8,557None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1576$4,685None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1579$4,872None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15300$18,738None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15246$15,303None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,654$103,309None
Waverly Advisors, LLC2026-06-302026-08-1540,332$2,519,118None
&PARTNERS2026-06-302026-08-1520,365$1,271,995None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1545,531$2,845,214None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,843$115,114None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15641$40,037None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15197,170$12,314,905None
MAI Capital Management2026-06-302026-08-159,353$584,217None
Cresset Asset Management, LLC2026-06-302026-08-153,312$206,861None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-153,451$215,531None
ROYAL BANK OF CANADA2026-06-302026-08-15167$10,000None
ROYAL BANK OF CANADA2026-06-302026-08-1576,630$4,786,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Envision Financial Transparency, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Caitlin John, LLC ↗Transamerica Financial Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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