Public ownership evidence

First Trust Energy AlphaDEX Fund (FXN) Ownership Disclosures

Read FXN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Energy AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
101
Value (USD)
$2,043
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXN fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXN fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28101$2,043None
Transamerica Financial Advisors, LLC2026-06-302026-08-18562$11,381None
Equitable Holdings, Inc.2026-06-302026-08-18138,613$2,804,138None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1831,242$632,000None
XTX Topco Ltd2026-06-302026-08-1521,590$436,766None
Qube Research & Technologies Ltd2026-06-302026-08-15599,541$12,128,714None
OSAIC HOLDINGS, INC.2026-06-302026-08-158,254$166,985None
OSAIC HOLDINGS, INC.2026-06-302026-08-15651$13,176None
OSAIC HOLDINGS, INC.2026-06-302026-08-15109,779$2,220,827None
FLOW TRADERS U.S. LLC2026-06-302026-08-1534,281$694,000None
GTS SECURITIES LLC2026-06-302026-08-15150,193$3,038,404None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1540,505$819,416None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1540,772$824,818None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15281$5,685None
&PARTNERS2026-06-302026-08-1512,114$245,058None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1535,422$719,410None
ROYAL BANK OF CANADA2026-06-302026-08-15515,118$10,421,000None
ROYAL BANK OF CANADA2026-06-302026-08-15688$14,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-15219,719$4,444,915None
CITADEL ADVISORS LLC2026-06-302026-08-1576,750$1,552,653None
Larson Financial Group LLC2026-06-302026-08-15275$5,563None
IHT Wealth Management, LLC2026-06-302026-08-1513,986$282,943None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-1520,392$412,530None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-15244,642$4,949,108None
GOLDMAN SACHS GROUP INC2026-06-302026-08-15201,144$4,069,143None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15612,456$12,389,982None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15211,182$4,272,215None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15816,242$16,512,583None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15665,108$13,455,136None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1553,590$1,084,126None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15191,300$3,870,008None
Silver Grove Financial Group, Inc.2026-06-302026-08-142,384$48,229None
Allspring Global Investments Holdings, LLC2026-06-302026-08-141,157$23,209None
Sanctuary Advisors, LLC2026-06-302026-08-1423,324$471,853None
Quantinno Capital Management LP2026-06-302026-08-1411,294$228,492None
Rockefeller Capital Management L.P.2026-06-302026-08-14106,828$2,161,143None
Steward Partners Investment Advisory, LLC2026-06-302026-08-145,168$104,551None
UBS Group AG2026-06-302026-08-1411$223None
UBS Group AG2026-06-302026-08-14327,232$6,619,903None
Topsail Wealth Management, LLC2026-06-302026-08-142,600$52,598None
MARSHALL WACE, LLP2026-06-302026-08-1437,059$749,704None
MARSHALL WACE, LLP2026-06-302026-08-1433,052$668,642None
RMG Wealth Management LLC2026-06-302026-08-14502$66,176None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1413,725$277,657None
MORGAN STANLEY2026-06-302026-08-141,568,848$31,737,808None
MORGAN STANLEY2026-06-302026-08-14478$9,670None
MORGAN STANLEY2026-06-302026-08-14147$2,976None
MORGAN STANLEY2026-06-302026-08-143,233$65,420None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-141,195$24,175None
FMR LLC2026-06-302026-08-14836$16,908None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗XTX Topco Ltd ↗Qube Research & Technologies Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗FLOW TRADERS U.S. LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.