Public ownership evidence

First Trust Technology AlphaDEX Fund (FXL) Ownership Disclosures

Read FXL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Technology AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
6,114
Value (USD)
$808,600
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXL fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXL fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-296,114$808,600None
Corient Private Wealth LP2026-06-302026-08-28958$208,097None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2831$6,734None
Kingsview Wealth Management, LLC2026-06-302026-08-201,449$314,752None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-206,904$1,499,690None
Beacon Pointe Advisors, LLC2026-06-302026-08-193,853$837,050None
Copia Wealth Management2026-06-302026-08-19125$27,153None
Corient Private Wealth LP2026-06-302026-08-18958$208,097None
Old North State Trust, LLC2026-06-302026-08-18964$209,000None
Pure Financial Advisors, LLC2026-06-302026-08-181,102$239,376None
Transamerica Financial Advisors, LLC2026-06-302026-08-185,639$1,225,015None
Equitable Holdings, Inc.2026-06-302026-08-186,478$1,407,151None
AMERIFLEX GROUP, INC.2026-06-302026-08-151,249$271,314None
Bawa N Mallick Trust2026-06-302026-08-158,697$1,889,163None
Modern Wealth Management, LLC2026-06-302026-08-151,551$336,983None
Mutual Advisors, LLC2026-06-302026-08-155,505$1,195,796None
Delos Wealth Advisors, LLC2026-06-302026-08-151,254$272,394None
Plotkin Financial Advisors, LLC2026-06-302026-08-1511,118$2,415,051None
Western Wealth Management, LLC2026-06-302026-08-15937$203,536None
Foundations Investment Advisors, LLC2026-06-302026-08-153,006$652,964None
IFG Advisory, LLC2026-06-302026-08-152,552$554,423None
OSAIC HOLDINGS, INC.2026-06-302026-08-15403$87,540None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,910$849,383None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,346$292,378None
OSAIC HOLDINGS, INC.2026-06-302026-08-1568,516$14,894,294None
Betterment LLC2026-06-302026-08-151,517$330,000None
Regal Investment Advisors LLC2026-06-302026-08-153,301$717,044None
FLOW TRADERS U.S. LLC2026-06-302026-08-159,239$2,007,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,400$3,127,968Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,608$1,869,830None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1512,241$2,658,990None
ABOUND FINANCIAL, LLC2026-06-302026-08-15966$209,834None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15108$23,460None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1541$8,906None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15160$34,755None
Waverly Advisors, LLC2026-06-302026-08-1535,928$7,804,377None
&PARTNERS2026-06-302026-08-1594,634$20,522,459None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1518,284$3,787,261None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15500$108,610None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15111,313$24,159,313None
Ausdal Financial Partners, Inc.2026-06-302026-08-15400$86,888None
Ausdal Financial Partners, Inc.2026-06-302026-08-152,267$492,532None
MAI Capital Management2026-06-302026-08-1565,270$14,177,896None
Cresset Asset Management, LLC2026-06-302026-08-151,279$277,824None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1578,113$16,967,706None
ROYAL BANK OF CANADA2026-06-302026-08-15255$55,000None
ROYAL BANK OF CANADA2026-06-302026-08-15255$55,000None
ROYAL BANK OF CANADA2026-06-302026-08-15263$57,000None
ROYAL BANK OF CANADA2026-06-302026-08-154,475$972,000None
ROYAL BANK OF CANADA2026-06-302026-08-1561,815$13,427,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Copia Wealth Management ↗Corient Private Wealth LP ↗Old North State Trust, LLC ↗Pure Financial Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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