Public ownership evidence

First Trust Health Care AlphaDEX Fund (FXH) Ownership Disclosures

Read FXH insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Health Care AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
4,808
Value (USD)
$498,126
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXH fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXH fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-294,808$498,126None
Corient Private Wealth LP2026-06-302026-08-2823,159$2,834,662None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28470$57,528None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-261,726$211,234None
Kingsview Wealth Management, LLC2026-06-302026-08-205,795$709,335None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-208,111$992,786None
Beacon Pointe Advisors, LLC2026-06-302026-08-199,070$1,110,128None
Corient Private Wealth LP2026-06-302026-08-1823,159$2,834,711None
Transamerica Financial Advisors, LLC2026-06-302026-08-181$207None
Equitable Holdings, Inc.2026-06-302026-08-182,821$345,241None
AMERIFLEX GROUP, INC.2026-06-302026-08-15517$63,268None
Glen Eagle Advisors, LLC2026-06-302026-08-15276$33,746None
JPL Wealth Management, LLC2026-06-302026-08-15100$12,240None
Mutual Advisors, LLC2026-06-302026-08-1516,547$2,025,305None
Ameritas Advisory Services, LLC2026-06-302026-08-152,022$247,486None
Delos Wealth Advisors, LLC2026-06-302026-08-151,648$201,716None
Western Wealth Management, LLC2026-06-302026-08-154,934$603,887None
Foundations Investment Advisors, LLC2026-06-302026-08-1514,014$1,715,314None
Qube Research & Technologies Ltd2026-06-302026-08-1515$1,836None
IFG Advisory, LLC2026-06-302026-08-151,527$186,918None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,909$600,856None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,579$315,636None
OSAIC HOLDINGS, INC.2026-06-302026-08-1532,862$4,024,265None
JANE STREET GROUP, LLC2026-06-302026-08-151,900$232,560Put
Orion Porfolio Solutions, LLC2026-06-302026-08-152,102$257,285None
Regal Investment Advisors LLC2026-06-302026-08-156,180$756,432None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,700$1,432,080Put
Ancora Advisors LLC2026-06-302026-08-1568$8,323None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1570$8,568None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15702$85,925None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15180$22,079None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15242$29,564None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15180$22,079None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15242$29,564None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15417$50,918None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15190$23,256None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15436$53,244None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15800$97,920None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1511$1,346None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-159$1,102None
Waverly Advisors, LLC2026-06-302026-08-1530,159$3,691,511None
&PARTNERS2026-06-302026-08-153,831$468,883None
HANCOCK WHITNEY CORP2026-06-302026-08-157,000$856,800None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-156,647$817,103None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15446$54,590None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1532,153$3,935,581None
MAI Capital Management2026-06-302026-08-155,378$658,267None
MAI Capital Management2026-06-302026-08-156,199$758,708None
Pinnacle Financial Partners, Inc.2026-06-302026-08-152,993$366,343None
ROYAL BANK OF CANADA2026-06-302026-08-15430$53,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsbury Capital Investment Advisors LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.