Public ownership evidence

First Trust Consumer Discretionary AlphaDEX Fund (FXD) Ownership Disclosures

Read FXD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Consumer Discretionary AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Transamerica Financial Advisors, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
61
Value (USD)
$4,236
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001502149-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXD fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXD fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Transamerica Financial Advisors, LLC2026-06-302026-08-1861$4,236None
NFSG Corp2026-06-302026-08-15315$21,788None
Qube Research & Technologies Ltd2026-06-302026-08-155,918$409,329None
IFG Advisory, LLC2026-06-302026-08-15420$29,050None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,417$167,176None
OSAIC HOLDINGS, INC.2026-06-302026-08-1514,449$999,671None
JANE STREET GROUP, LLC2026-06-302026-08-156,065$419,497None
HRT FINANCIAL LP2026-06-302026-08-152,954$204,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,604$1,148,446None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,611$1,148,930None
Xcelsior Advisor Partners LLC2026-06-302026-08-1535,256$3,311,270None
Waverly Advisors, LLC2026-06-302026-08-155,031$347,978None
&PARTNERS2026-06-302026-08-154,307$297,878None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-157,024$493,466None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1525,473$1,761,877None
MAI Capital Management2026-06-302026-08-152,936$203,092None
Pinnacle Financial Partners, Inc.2026-06-302026-08-153,855$266,638None
ROYAL BANK OF CANADA2026-06-302026-08-15276$19,000None
ROYAL BANK OF CANADA2026-06-302026-08-1522,320$1,544,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,861$129,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-154,864$336,427None
CITADEL ADVISORS LLC2026-06-302026-08-1513,034$901,520None
IHT Wealth Management, LLC2026-06-302026-08-156,939$479,927None
Coppell Advisory Solutions LLC2026-06-302026-08-155,404$274,823None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1553,744$3,717,300None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1558,291$4,031,768None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1588,615$6,129,233None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15183,049$12,660,910None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,782$261,589None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15203,117$14,048,963None
BANK OF AMERICA CORP /DE/2026-06-302026-08-159,889$683,992None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15109,393$7,566,294None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-1420$1,383None
Rockefeller Capital Management L.P.2026-06-302026-08-144,063$281,041None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1411,296$781,320None
UBS Group AG2026-06-302026-08-142,061$142,553None
UBS Group AG2026-06-302026-08-144,800$332,002None
UBS Group AG2026-06-302026-08-1425,922$1,792,947None
Creative Planning2026-06-302026-08-144,722$326,606None
Topsail Wealth Management, LLC2026-06-302026-08-141,495$103,404None
BNP PARIBAS FINANCIAL MARKETS2026-06-302026-08-1450,000$3,458,340None
PGIM Custom Harvest LLC2026-06-302026-08-1413,811$955,263None
NATIXIS2026-06-302026-08-141$69None
MORGAN STANLEY2026-06-302026-08-142,348$162,404None
MORGAN STANLEY2026-06-302026-08-14395,237$27,337,285None
MORGAN STANLEY2026-06-302026-08-14100,000$6,916,680None
MORGAN STANLEY2026-06-302026-08-1414$997None
FMR LLC2026-06-302026-08-141,103$76,304None
FRANKLIN RESOURCES INC2026-06-302026-08-14950$65,708None
Smartleaf Asset Management LLC2026-06-302026-08-13216$15,014None

90-day public filing window, up to 50 source positions.

Transamerica Financial Advisors, LLC ↗NFSG Corp ↗Qube Research & Technologies Ltd ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗HRT FINANCIAL LP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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