Public ownership evidence

First Trust Dorsey Wright Focus 5 ETF (FV) Ownership Disclosures

Read FV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Dorsey Wright Focus 5 ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
13,260
Value (USD)
$727,454
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FV fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FV fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2913,260$727,454None
Bernard Wealth Management Corp.2026-06-302026-08-2225$1,920None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-227,313$554,910None
Kingsview Wealth Management, LLC2026-06-302026-08-205,746$436,044None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,216$319,910None
Beacon Pointe Advisors, LLC2026-06-302026-08-1911,810$896,153None
Twin Lakes Capital Management, LLC2026-06-302026-08-191,294$98,211None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-184,018$304,737None
Equitable Holdings, Inc.2026-06-302026-08-1840,144$3,046,155None
AMERIFLEX GROUP, INC.2026-06-302026-08-15653$49,549None
Frederick Financial Consultants, LLC2026-06-302026-08-15216,663$16,440,415None
Mutual Advisors, LLC2026-06-302026-08-1548,943$3,713,792None
Strategies Wealth Advisors, LLC2026-06-302026-08-154,051$307,377None
Capital Asset Advisory Services LLC2026-06-302026-08-153,366$255,412None
Tradewinds, LLC.2026-06-302026-08-151,317$547,382None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-1513,447$1,020,369None
Ameritas Advisory Services, LLC2026-06-302026-08-1525,480$1,933,422None
NFSG Corp2026-06-302026-08-15264$20,032None
WCG Wealth Advisors LLC2026-06-302026-08-1535,886$2,723,036None
XTX Topco Ltd2026-06-302026-08-158,693$659,625None
Western Wealth Management, LLC2026-06-302026-08-1521,157$1,605,419None
Qube Research & Technologies Ltd2026-06-302026-08-1530,002$2,276,552None
IFG Advisory, LLC2026-06-302026-08-1545,523$3,454,269None
OSAIC HOLDINGS, INC.2026-06-302026-08-1516,107$1,222,229None
OSAIC HOLDINGS, INC.2026-06-302026-08-1522,007$1,669,911None
OSAIC HOLDINGS, INC.2026-06-302026-08-15608,482$46,180,753None
Regal Investment Advisors LLC2026-06-302026-08-15173,447$13,161,134None
HRT FINANCIAL LP2026-06-302026-08-1517,846$1,354,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-158,402$638,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,500$417,340Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1532,984$2,502,826None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1527,172$2,061,811None
Ancora Advisors LLC2026-06-302026-08-15400$30,352None
Medallion Wealth Advisors, LLC2026-06-302026-08-15800$60,704None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-1540,124$3,044,635None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15931$70,644None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15158$11,951None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15258$19,539None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15366$27,696None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15600$45,528None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,046$79,295None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,400$106,232None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1576$5,691None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,080$81,950None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1530$2,201None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1534$2,580None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15178$13,431None
Waverly Advisors, LLC2026-06-302026-08-1571,606$5,433,486None
&PARTNERS2026-06-302026-08-15517,054$36,630,708None
HANCOCK WHITNEY CORP2026-06-302026-08-157,566$574,108None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Bernard Wealth Management Corp. ↗WEST MICHIGAN ADVISORS, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Twin Lakes Capital Management, LLC ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Equitable Holdings, Inc. ↗AMERIFLEX GROUP, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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