Public ownership evidence

Sprott Focus Trust, Inc. (FUND) Ownership Disclosures

Read FUND insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Sprott Focus Trust, Inc.: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-10-01
Trade date
2026-09-29
Reporting owners
GEORGE W WHITNEY
Code
P
Shares
39,863
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0001193125-26-410922
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FUND fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FUND fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-10-012026-09-29GEORGE W WHITNEYP39,863Not reported
2026-10-012026-09-29GEORGE W WHITNEYP1,760Not reported
2026-10-012026-09-29GEORGE W WHITNEYP4,076Not reported
2026-10-012026-09-29GEORGE W WHITNEYP21,944Not reported
2026-10-012026-09-29GEORGE W WHITNEYP49,743Not reported
2026-10-012026-09-29GEORGE W WHITNEYP4,725Not reported
2026-10-012026-09-29GEORGE W WHITNEYP59,702Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Ameritas Advisory Services, LLC2026-06-302026-08-15792$7,503None
OSAIC HOLDINGS, INC.2026-06-302026-08-1546,999$445,568None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1519,523$185,273None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-15138,901$1,316,781None
READYSTATE ASSET MANAGEMENT LP2026-06-302026-08-1514,119$133,989None
1607 Capital Partners, LLC2026-06-302026-08-15106,418$1,008,843None
ROYAL BANK OF CANADA2026-06-302026-08-15791,861$7,507,000None
ROYAL BANK OF CANADA2026-06-302026-08-1559,747$566,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15207$1,962None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1557,130$541,592None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1594,154$892,584None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1513,396$126,997None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1517,978$170,431None
Steward Partners Investment Advisory, LLC2026-06-302026-08-141,611$15,272None
UBS Group AG2026-06-302026-08-144,502$42,679None
Aberdeen Wealth Management LLC2026-06-302026-08-14102$967None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1482,499$782,091None
MORGAN STANLEY2026-06-302026-08-14248,887$2,359,449None
MORGAN STANLEY2026-06-302026-08-141$16None
EVOLVE PRIVATE WEALTH, LLC2026-06-302026-08-13146,028$1,384,345None
Integrated Wealth Concepts LLC2026-06-302026-08-13155,517$1,474,301None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1320,147$190,994None
Hara Capital LLC2026-06-302026-08-128,490$80,485None
Essex Financial Services, Inc.2026-06-302026-08-11218,889$2,075,064None
LEVEL FOUR ADVISORY SERVICES, LLC2026-06-302026-08-1127,030$256,245None
LPL Financial LLC2026-06-302026-08-08543,929$5,156,451None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-07237,835$2,254,673None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3187,273$827,000None
Pekin Hardy Strauss, Inc.2026-06-302026-07-3111,691$110,829None
Advocate Investing Services LLC2026-06-302026-07-307,277$68,986None
LODESTAR PRIVATE ASSET MANAGEMENT LLC2026-06-302026-07-2929,114$275,999None
Institute for Wealth Management, LLC.2026-06-302026-07-297,723$73,212None
SPROTT INC.2026-06-302026-07-2915,644,152$148,347,643None
EverSource Wealth Advisors, LLC2026-06-302026-07-2517$165None
Mraz, Amerine & Associates, Inc.2026-06-302026-07-1710,718$101,607None
Shaker Financial Services, LLC2026-06-302026-07-16126,728$1,201,382None

90-day public filing window, up to 50 source positions.

Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RIVERNORTH CAPITAL MANAGEMENT, LLC ↗READYSTATE ASSET MANAGEMENT LP ↗1607 Capital Partners, LLC ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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