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Public ownership evidence

First Trust Ultra Short Duration Municipal ETF (FUMB) Ownership Disclosures

Read FUMB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Equitable Holdings, Inc.2026-06-302026-08-1814,079$282,354None
AMERIFLEX GROUP, INC.2026-06-302026-08-15385$7,721None
Advyzon Investment Management, LLC2026-06-302026-08-1513,319$267,113None
Advyzon Investment Management, LLC2026-06-302026-08-15133$2,667None
IFG Advisory, LLC2026-06-302026-08-152,689$53,934None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,759$55,332None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,013$501,636None
OSAIC HOLDINGS, INC.2026-06-302026-08-15316,312$6,345,211None
JANE STREET GROUP, LLC2026-06-302026-08-1519,031$381,667None
HRT FINANCIAL LP2026-06-302026-08-1519,121$383,000None
Thrivent Financial for Lutherans2026-06-302026-08-1599,686$1,999,000None
ROYAL BANK OF CANADA2026-06-302026-08-15348,015$6,979,000None
World Investment Advisors2026-06-302026-08-1514,294$286,595None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1544,651$895,476None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15176,154$3,532,760None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15161,780$3,244,500None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15165,614$3,321,395None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15504,082$10,109,372None
GSG Advisors LLC2026-06-302026-08-14517,719$10,382,863None
Sanctuary Advisors, LLC2026-06-302026-08-1469,073$1,385,259None
Rockefeller Capital Management L.P.2026-06-302026-08-14125,283$2,512,555None
Steward Partners Investment Advisory, LLC2026-06-302026-08-146,763$135,632None
UBS Group AG2026-06-302026-08-14229,246$4,597,529None
MORGAN STANLEY2026-06-302026-08-145$113None
MORGAN STANLEY2026-06-302026-08-14778,235$15,607,503None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-139,111$182,721None
Integrated Wealth Concepts LLC2026-06-302026-08-134,004$80,300None
Cetera Investment Advisers2026-06-302026-08-1389,304$1,790,977None
Baird Financial Group, Inc.2026-06-302026-08-13124,370$2,494,240None
Advisory Services Network, LLC2026-06-302026-08-1316,972$340,367None
NewEdge Advisors, LLC2026-06-302026-08-13256,610$5,146,318None
Summit Financial, LLC2026-06-302026-08-1366,504$1,333,752None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1322,384$448,911None
STIFEL FINANCIAL CORP2026-06-302026-08-1318,860$378,238None
JPMORGAN CHASE & CO2026-06-302026-08-13167,943$3,371,456None
JPMORGAN CHASE & CO2026-06-302026-08-133,148$63,196None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1220,148$404,068None
Tower Research Capital LLC (TRC)2026-06-302026-08-1214,751$295,831None
Rothschild Wealth LLC2026-06-302026-08-1262,524$1,253,919None
Tidemark, LLC2026-06-302026-08-114,000$80,220None
CAPITAL FINANCIAL GROUP INC\CO\ /ADV2026-06-302026-08-0882,431$1,653,161None
LPL Financial LLC2026-06-302026-08-08652,475$13,085,382None
IMG Wealth Management, Inc.2026-06-302026-08-08769$15,422None
Occidental Asset Management, LLC2026-06-302026-08-0841,526$832,804None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0811,046$221,528None
Global Retirement Partners, LLC2026-06-302026-08-071,200$24,066None
TD Capital Management LLC2026-06-302026-08-076,157$123,487None
Norris Financial Group, LLC2026-06-302026-08-0624,715$495,659None
Meridian Wealth Management, LLC2026-06-302026-08-0635,742$716,806None
Parallel Advisors, LLC2026-06-302026-08-0610,509$210,758None

90-day public filing window, up to 50 source positions.

Equitable Holdings, Inc. ↗AMERIFLEX GROUP, INC. ↗Advyzon Investment Management, LLC ↗Advyzon Investment Management, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗HRT FINANCIAL LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.