Public ownership evidence

First Trust Nasdaq Transportation ETF (FTXR) Ownership Disclosures

Read FTXR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Nasdaq Transportation ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Transamerica Financial Advisors, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
33,520
Value (USD)
$1,527,631
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001502149-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTXR fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTXR fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Transamerica Financial Advisors, LLC2026-06-302026-08-1833,520$1,527,631None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,357$152,971None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,398$337,128None
Regal Investment Advisors LLC2026-06-302026-08-158,532$388,824None
HRT FINANCIAL LP2026-06-302026-08-1535,158$1,602,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-1521,667$987,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1518,874$860,133None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,778$673,469None
&PARTNERS2026-06-302026-08-15370,720$16,860,361None
ROYAL BANK OF CANADA2026-06-302026-08-15203,378$9,268,000None
CITADEL ADVISORS LLC2026-06-302026-08-1529,024$1,322,693None
Coppell Advisory Solutions LLC2026-06-302026-08-1524$808,529None
World Investment Advisors2026-06-302026-08-1525,843$984,877None
GOLDMAN SACHS GROUP INC2026-06-302026-08-15113,905$5,190,924None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15160,357$7,307,856None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15130,660$5,954,486None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15190,946$8,701,852None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15448,416$20,435,393None
UBS Group AG2026-06-302026-08-14716$32,630None
MORGAN STANLEY2026-06-302026-08-14662,747$30,202,971None
MORGAN STANLEY2026-06-302026-08-1473$3,368None
MORGAN STANLEY2026-06-302026-08-1498$4,466None
FMR LLC2026-06-302026-08-14334$15,219None
Cetera Investment Advisers2026-06-302026-08-1310,375$472,798None
Advisory Services Network, LLC2026-06-302026-08-1394$4,284None
Advisory Services Network, LLC2026-06-302026-08-13371,321$16,922,010None
NewEdge Advisors, LLC2026-06-302026-08-13408,346$18,609,287None
Summit Financial, LLC2026-06-302026-08-13189,165$8,620,713None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13400$18,229None
STIFEL FINANCIAL CORP2026-06-302026-08-1342,426$1,933,450None
JPMORGAN CHASE & CO2026-06-302026-08-13100$4,551None
JPMORGAN CHASE & CO2026-06-302026-08-136$273None
JPMORGAN CHASE & CO2026-06-302026-08-1338,909$1,770,749None
JPMORGAN CHASE & CO2026-06-302026-08-13789$35,907None
Tower Research Capital LLC (TRC)2026-06-302026-08-1255,880$2,546,586None
FIRST TRUST ADVISORS LP2026-06-302026-08-1217,572,217$800,808,102None
Garden State Investment Advisory Services LLC2026-06-302026-08-1220,650$941,069None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12530$24,153None
Tudor Financial Inc.2026-06-302026-08-1122,111$1,007,672None
HFG Advisors, Inc.2026-06-302026-08-0819,671$896,468None
Davis Investment Partners, LLC2026-06-302026-08-0833,191$1,512,580None
LPL Financial LLC2026-06-302026-08-08241,475$11,004,591None
Geneos Wealth Management Inc.2026-06-302026-08-071,800$82,026None
Tudor Financial Inc.2026-06-302026-08-073,144$1,007,672None
Parallel Advisors, LLC2026-06-302026-08-06349$15,905None
Janney Montgomery Scott LLC2026-06-302026-08-0625,922$1,181,000None
FIFTH THIRD BANCORP2026-06-302026-08-06701$31,946None
HighTower Advisors, LLC2026-06-302026-08-066,338$288,838None
AE Wealth Management LLC2026-06-302026-08-04125$5,712None
MTM Investment Management, LLC2026-06-302026-08-04305$13,900None

90-day public filing window, up to 50 source positions.

Transamerica Financial Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Regal Investment Advisors LLC ↗HRT FINANCIAL LP ↗FLOW TRADERS U.S. LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗&PARTNERS ↗ROYAL BANK OF CANADA ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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