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Public ownership evidence

First Trust Nasdaq Bank ETF (FTXO) Ownership Disclosures

Read FTXO insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-281,545$63,855None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-281,300$47,021None
Kingsview Wealth Management, LLC2026-06-302026-08-207,227$298,686None
Strive Financial Group ,LLC2026-06-302026-08-1815$620None
Transamerica Financial Advisors, LLC2026-06-302026-08-18151$6,281None
Equitable Holdings, Inc.2026-06-302026-08-1813,228$546,727None
Synergy Investment Management, LLC2026-06-302026-08-151,534$63,401None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15248$10,250None
XTX Topco Ltd2026-06-302026-08-1522,639$935,670None
Qube Research & Technologies Ltd2026-06-302026-08-153,581$148,003None
IFG Advisory, LLC2026-06-302026-08-152,889$119,396None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,908$326,820None
OSAIC HOLDINGS, INC.2026-06-302026-08-1518$744None
OSAIC HOLDINGS, INC.2026-06-302026-08-1532,783$1,355,329None
Orion Porfolio Solutions, LLC2026-06-302026-08-156,969$288,020None
HRT FINANCIAL LP2026-06-302026-08-1529,604$1,223,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,746$981,422None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1510,467$432,601None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1529$1,199None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1547$1,956None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1520,673$854,399None
ROYAL BANK OF CANADA2026-06-302026-08-1599,958$4,131,000None
ROYAL BANK OF CANADA2026-06-302026-08-1555$2,000None
ROYAL BANK OF CANADA2026-06-302026-08-15128$5,000None
CITADEL ADVISORS LLC2026-06-302026-08-1521,686$896,282None
Larson Financial Group LLC2026-06-302026-08-15208$8,601None
World Investment Advisors2026-06-302026-08-1551,809$1,877,925None
ALERUS FINANCIAL NA2026-06-302026-08-15450$18,599None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1595,800$3,959,414None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1553,197$2,198,632None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15128,334$5,304,048None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15137,543$5,684,660None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15276,284$11,418,829None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15156,388$6,463,516None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15104,186$4,306,007None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15309,391$12,787,130None
Silver Grove Financial Group, Inc.2026-06-302026-08-14113$4,670None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-1458$2,397None
Allspring Global Investments Holdings, LLC2026-06-302026-08-14167$6,989None
Sanctuary Advisors, LLC2026-06-302026-08-148,884$367,183None
Rockefeller Capital Management L.P.2026-06-302026-08-141,037$42,859None
Steward Partners Investment Advisory, LLC2026-06-302026-08-141,280$52,902None
UBS Group AG2026-06-302026-08-14598$24,715None
UBS Group AG2026-06-302026-08-14247,741$10,239,136None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-14967$39,966None
Topsail Wealth Management, LLC2026-06-302026-08-14400$16,532None
Snowden Capital Advisors LLC2026-06-302026-08-1421,393$884,179None
MORGAN STANLEY2026-06-302026-08-14652,593$26,971,709None
MORGAN STANLEY2026-06-302026-08-14654$27,030None
MORGAN STANLEY2026-06-302026-08-1426,729$1,104,710None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsview Wealth Management, LLC ↗Strive Financial Group ,LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗Synergy Investment Management, LLC ↗Federation des caisses Desjardins du Quebec ↗XTX Topco Ltd ↗Qube Research & Technologies Ltd ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.