Public ownership evidence

First Trust Enhanced Short Maturity ETF (FTSM) Ownership Disclosures

Read FTSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Enhanced Short Maturity ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
30,994
Value (USD)
$1,854,685
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTSM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTSM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2930,994$1,854,685None
Corient Private Wealth LP2026-06-302026-08-2895,388$5,697,500None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28591,007$35,300,868None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-281,013,985$60,616,010None
Brown Financial Advisors2026-06-302026-08-2723,620$1,410,823None
Kirkwood Financial Services2026-06-302026-08-26436,651$26,069,580None
Kingsview Wealth Management, LLC2026-06-302026-08-20427,797$25,552,329None
Archer Investment Corp2026-06-302026-08-208,872$529,917None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,004$298,885None
Beacon Pointe Advisors, LLC2026-06-302026-08-1939,943$2,385,803None
Strait & Sound Wealth Management LLC2026-06-302026-08-193,737$223,230None
Capasso Planning Partners LLC2026-06-302026-08-1995,237$5,688,522None
Caitlin John, LLC2026-06-302026-08-1825$1,493None
Corient Private Wealth LP2026-06-302026-08-1895,388$5,697,501None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-185,525$330,007None
Equitable Holdings, Inc.2026-06-302026-08-18109,334$6,530,536None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-186,587$393,000None
Vines Capital Management, LLC2026-06-302026-08-158,596$513,439None
AMERIFLEX GROUP, INC.2026-06-302026-08-153,116$186,125None
Blueprint Financial Advisors LLC2026-06-302026-08-1599,398$5,937,043None
Glen Eagle Advisors, LLC2026-06-302026-08-151,067$63,754None
KKM Financial LLC2026-06-302026-08-1519,434$1,160,793None
Modern Wealth Management, LLC2026-06-302026-08-1513,580$811,139None
Mutual Advisors, LLC2026-06-302026-08-15116,829$6,978,191None
Advyzon Investment Management, LLC2026-06-302026-08-15376$22,458None
Advyzon Investment Management, LLC2026-06-302026-08-157,524$449,409None
PMV Capital Advisers, LLC2026-06-302026-08-154,157$248,286None
Authentikos Wealth Advisory, LLC2026-06-302026-08-1524,751$1,478,377None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1528,415$1,697,228None
Perennial Investment Advisors, LLC2026-06-302026-08-154,072$243,208None
Schwallier Wealth Management LLC2026-06-302026-08-154,824$288,117None
Ameritas Advisory Services, LLC2026-06-302026-08-15256,025$15,292,401None
NFSG Corp2026-06-302026-08-1527$1,613None
WCG Wealth Advisors LLC2026-06-302026-08-1557,917$3,459,403None
Plotkin Financial Advisors, LLC2026-06-302026-08-157,284$435,073None
Kinloch Capital, LLC2026-06-302026-08-1599,752$5,958,187None
Western Wealth Management, LLC2026-06-302026-08-15395,916$23,648,071None
Western Wealth Management, LLC2026-06-302026-08-1513,374$798,829None
Foundations Investment Advisors, LLC2026-06-302026-08-1552,039$3,108,306None
Qube Research & Technologies Ltd2026-06-302026-08-158,210$490,383None
IFG Advisory, LLC2026-06-302026-08-1556,552$3,377,865None
OSAIC HOLDINGS, INC.2026-06-302026-08-1566,939$3,998,267None
OSAIC HOLDINGS, INC.2026-06-302026-08-1544,313$2,655,811None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,101,538$65,798,888None
Heritage Wealth Advisors2026-06-302026-08-15194$11,576None
Regal Investment Advisors LLC2026-06-302026-08-1526,546$1,585,593None
HRT FINANCIAL LP2026-06-302026-08-1511,168$667,000None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-151,453$86,793None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15900$53,757None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15125$7,466None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Brown Financial Advisors ↗Kirkwood Financial Services ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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