Public ownership evidence

First Trust Senior Loan Fund ETF (FTSL) Ownership Disclosures

Read FTSL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Senior Loan Fund ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
51,534
Value (USD)
$2,352,524
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTSL fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTSL fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2951,534$2,352,524None
Advisors Asset Management, Inc.2022-12-312026-08-285,142$229,282None
Advisors Asset Management, Inc.2020-06-302026-08-2831$1,399None
Advisors Asset Management, Inc.2022-06-302026-08-282,189$97,000None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-281,843$82,474None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2891$4,077None
Advisors Asset Management, Inc.2022-09-302026-08-273,582$158,000None
Advisors Asset Management, Inc.2023-06-302026-08-275,183$234,790None
Advisors Asset Management, Inc.2023-09-302026-08-272,937$134,338None
Advisors Asset Management, Inc.2023-03-312026-08-275,240$237,058None
Advisors Asset Management, Inc.2023-12-312026-08-271,290$59,430None
Advisors Asset Management, Inc.2019-12-312026-08-2631$1,486None
Advisors Asset Management, Inc.2020-03-312026-08-2231$1,295None
Kingsview Wealth Management, LLC2026-06-302026-08-2066,297$2,966,797None
Archer Investment Corp2026-06-302026-08-201,000$44,750None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2029,942$1,339,905None
Advisors Asset Management, Inc.2019-03-312026-08-1931$1,460None
Advisors Asset Management, Inc.2019-03-312026-08-19375$17,663None
Advisors Asset Management, Inc.2019-09-302026-08-1931$1,470None
Advisors Asset Management, Inc.2019-06-302026-08-1931$1,461None
Caitlin John, LLC2026-06-302026-08-1869$3,088None
Asset Allocation Strategies LLC2026-06-302026-08-1828,410$1,271,367None
Equitable Holdings, Inc.2026-06-302026-08-1812,656$566,384None
Synergy Investment Management, LLC2026-06-302026-08-15112$5,018None
Perissos Private Wealth Management, LLC2026-06-302026-08-155,603$250,749None
Modern Wealth Management, LLC2026-06-302026-08-15767,322$34,337,639None
Mutual Advisors, LLC2026-06-302026-08-1511,101$496,767None
Mission Hills Financial Advisory, LLC2026-06-302026-08-15100,724$4,507,411None
Ameritas Advisory Services, LLC2026-06-302026-08-1523,311$1,043,186None
WCG Wealth Advisors LLC2026-06-302026-08-1529,786$1,332,942None
Plotkin Financial Advisors, LLC2026-06-302026-08-1525,930$1,160,367None
Western Wealth Management, LLC2026-06-302026-08-1526,270$1,175,599None
Qube Research & Technologies Ltd2026-06-302026-08-154,025$180,119None
IFG Advisory, LLC2026-06-302026-08-155,259$235,331None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,810$573,269None
OSAIC HOLDINGS, INC.2026-06-302026-08-1540,567$1,815,359None
OSAIC HOLDINGS, INC.2026-06-302026-08-15435$19,466None
OSAIC HOLDINGS, INC.2026-06-302026-08-15324,270$14,511,607None
Betterment LLC2026-06-302026-08-159,164$410,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1524,057$1,076,551None
Medallion Wealth Advisors, LLC2026-06-302026-08-15315$14,095None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15146$6,512None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15145$6,489None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1570$3,133None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15207$9,230None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1544$1,969None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15161$7,205None
Waverly Advisors, LLC2026-06-302026-08-1547,524$2,126,688None
Keel Point, LLC2026-06-302026-08-154,875$218,156None
Wealth Watch Advisors, INC2026-06-302026-08-1513,396$599,471None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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