Public ownership evidence

First Trust Long/Short Equity ETF (FTLS) Ownership Disclosures

Read FTLS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Long/Short Equity ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
47,684
Value (USD)
$3,055,559
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTLS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTLS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2947,684$3,055,559None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28657$48,487None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-281,798$126,507None
Redwood Investment Management, LLC2025-12-312026-08-273,931$279,000None
CARLSON FINANCIAL, INC.2026-06-302026-08-255,714$421,595None
CARLSON FINANCIAL, INC.2026-03-312026-08-256,106$429,628None
CARLSON FINANCIAL, INC.2025-12-312026-08-256,110$433,733None
Kingsview Wealth Management, LLC2026-06-302026-08-2056,432$4,164,694None
Strive Financial Group ,LLC2026-06-302026-08-186$443None
Asset Allocation Strategies LLC2026-06-302026-08-1842,774$3,156,726None
Equitable Holdings, Inc.2026-06-302026-08-18169,136$12,482,253None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-184,697$347,000None
Forum Finance Group S.A.2026-06-302026-08-1543,539$2,597,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15171$12,620None
AMERIFLEX GROUP, INC.2026-06-302026-08-1546$3,395None
Frederick Financial Consultants, LLC2026-06-302026-08-1538,723$2,857,745None
Synergy Investment Management, LLC2026-06-302026-08-151,148$84,686None
Modern Wealth Management, LLC2026-06-302026-08-1511,956$882,337None
Mutual Advisors, LLC2026-06-302026-08-1532,672$2,411,194None
RFP Financial Group LLC2026-06-302026-08-154,177$308,278None
NCM Capital Management, LLC2026-06-302026-08-154,327$319,333None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-154,363$321,996None
White Knight Strategic Wealth Advisors, LLC2026-06-302026-08-153,589$264,868None
Ameritas Advisory Services, LLC2026-06-302026-08-1512,519$923,931None
NFSG Corp2026-06-302026-08-15144$10,627None
Western Wealth Management, LLC2026-06-302026-08-156,277$463,262None
IFG Advisory, LLC2026-06-302026-08-155,844$431,313None
Per Stirling Capital Management, LLC.2026-06-302026-08-154,397$324,499None
OSAIC HOLDINGS, INC.2026-06-302026-08-1560,458$4,461,816None
OSAIC HOLDINGS, INC.2026-06-302026-08-1535,481$2,618,512None
OSAIC HOLDINGS, INC.2026-06-302026-08-1560,098$4,436,227None
Prostatis Group LLC2026-06-302026-08-1564,353$4,749,262None
Orion Porfolio Solutions, LLC2026-06-302026-08-1561,895$4,567,860None
HRT FINANCIAL LP2026-06-302026-08-153,653$269,000None
Xcelsior Advisor Partners LLC2026-06-302026-08-155,212$384,659None
&PARTNERS2026-06-302026-08-153,020$222,901None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1565$4,750None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15981$72,398None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,611$118,903None
AMERIPRISE FINANCIAL INC2026-06-302026-08-152,423,081$178,837,068None
Harvest Investment Services, LLC2026-06-302026-08-1510,860$801,450None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,538$113,504None
Ausdal Financial Partners, Inc.2026-06-302026-08-1558,431$4,312,239None
Cerity Partners LLC2026-06-302026-08-1557,066$4,211,436None
Pinnacle Family Advisors, LLC2026-06-302026-08-154,085$301,473None
Philadelphia Investment Partners, LLC2026-06-302026-08-15203$14,981None
Park Place Capital Corp2026-06-302026-08-15357$26,347None
ROYAL BANK OF CANADA2026-06-302026-08-1594,179$6,950,000None
ROYAL BANK OF CANADA2026-06-302026-08-15113,074$8,345,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,461,938$181,691,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Redwood Investment Management, LLC ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Kingsview Wealth Management, LLC ↗Strive Financial Group ,LLC ↗Asset Allocation Strategies LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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