Public ownership evidence

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index--symbol DEFILGOI) (FTC) Ownership Disclosures

Read FTC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index--symbol DEFILGOI): source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Kingsview Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-20
Reported shares
94,357
Value (USD)
$18,283,477
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001791965-26-000005
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-2094,357$18,283,477None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,206$1,008,768None
Transamerica Financial Advisors, LLC2026-06-302026-08-184,759$922,285None
Equitable Holdings, Inc.2026-06-302026-08-1817,966$3,481,353None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18854$165,000None
Bawa N Mallick Trust2026-06-302026-08-152,000$387,540None
Mutual Advisors, LLC2026-06-302026-08-153,748$726,250None
Meridian Wealth Advisors, LLC2026-06-302026-08-151,975$382,696None
Western Wealth Management, LLC2026-06-302026-08-1517,471$3,385,290None
Foundations Investment Advisors, LLC2026-06-302026-08-151,502$291,024None
IFG Advisory, LLC2026-06-302026-08-154,605$892,287None
Per Stirling Capital Management, LLC.2026-06-302026-08-151,184$229,394None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,259$631,420None
OSAIC HOLDINGS, INC.2026-06-302026-08-15622$120,525None
OSAIC HOLDINGS, INC.2026-06-302026-08-1526,167$5,071,768None
JANE STREET GROUP, LLC2026-06-302026-08-151,294$250,738None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-156,296$1,219,976None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-152,037$394,709None
Ancora Advisors LLC2026-06-302026-08-15116$22,477None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15203$39,286None
&PARTNERS2026-06-302026-08-1566,595$11,704,179None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1526,998$5,039,974None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1529,002$5,619,762None
Harvest Investment Services, LLC2026-06-302026-08-151,700$329,409None
Cresset Asset Management, LLC2026-06-302026-08-156,669$1,292,313None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1517,613$3,412,871None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-151,819$352,468None
STRATEGY ASSET MANAGERS LLC2026-06-302026-08-153,362$651,455None
ROYAL BANK OF CANADA2026-06-302026-08-1555$11,000None
ROYAL BANK OF CANADA2026-06-302026-08-1564,949$12,585,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,107$602,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-151,102$213,551None
CITADEL ADVISORS LLC2026-06-302026-08-1512,100$2,344,617Call
IHT Wealth Management, LLC2026-06-302026-08-1525,393$4,920,431None
NATIXIS ADVISORS, LLC2026-06-302026-08-1510,533$2,041,000None
Invesco Ltd.2026-06-302026-08-152,543$492,757None
GOLDMAN SACHS GROUP INC2026-06-302026-08-151,345$260,621None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,775$1,119,022None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1547,885$9,278,593None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15115,767$22,432,155None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15177,388$34,372,394None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15161,273$31,249,799None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1580,188$15,538,029None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1554,814$10,621,329None
Mission Financial Group, LLC2026-06-302026-08-141,597$309,407None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-145,165$1,000,822None
Missouri Trust & Investment Co2026-06-302026-08-141,423$250,568None
Sanctuary Advisors, LLC2026-06-302026-08-145,863$1,136,167None
Rockefeller Capital Management L.P.2026-06-302026-08-1420,144$3,903,421None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1412,157$2,355,664None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Bawa N Mallick Trust ↗Mutual Advisors, LLC ↗Meridian Wealth Advisors, LLC ↗Western Wealth Management, LLC ↗Foundations Investment Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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