Public ownership evidence

First Trust Large Cap Value AlphaDEX Fund (based on the Defined Large Cap Value Index--symbol DEFILVOI) (FTA) Ownership Disclosures

Read FTA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Large Cap Value AlphaDEX Fund (based on the Defined Large Cap Value Index--symbol DEFILVOI): source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
2,564
Value (USD)
$248,191
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FTA fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FTA fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-282,564$248,191None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-282,201$203,262None
Kingsview Wealth Management, LLC2026-06-302026-08-20183,956$17,806,640None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,645$449,631None
Beacon Pointe Advisors, LLC2026-06-302026-08-195,538$536,054None
Strive Financial Group ,LLC2026-06-302026-08-1850$4,840None
Asset Allocation Strategies LLC2026-06-302026-08-187,208$697,686None
Equitable Holdings, Inc.2026-06-302026-08-1818,221$1,763,727None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,319$128,000None
Sequent Planning LLC2026-06-302026-08-153,608$349,273None
AMERIFLEX GROUP, INC.2026-06-302026-08-15103$9,970None
Synergy Investment Management, LLC2026-06-302026-08-151,189$115,045None
Mutual Advisors, LLC2026-06-302026-08-158,400$813,107None
Tradewinds, LLC.2026-06-302026-08-155,772$235,654None
Western Wealth Management, LLC2026-06-302026-08-1513,421$1,299,139None
IFG Advisory, LLC2026-06-302026-08-156,141$594,422None
OSAIC HOLDINGS, INC.2026-06-302026-08-1521,756$2,105,942None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,459$141,229None
OSAIC HOLDINGS, INC.2026-06-302026-08-15101,998$9,877,493None
JANE STREET GROUP, LLC2026-06-302026-08-1512,134$1,174,553None
Orion Porfolio Solutions, LLC2026-06-302026-08-1523,955$2,318,842None
Regal Investment Advisors LLC2026-06-302026-08-1527,881$2,698,830None
HRT FINANCIAL LP2026-06-302026-08-154,674$452,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,350$517,872None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,438$1,107,181None
Ancora Advisors LLC2026-06-302026-08-15207$20,037None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15225$21,780None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1562$6,002None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1555$5,324None
Waverly Advisors, LLC2026-06-302026-08-1514,297$1,383,928None
&PARTNERS2026-06-302026-08-155,861$567,307None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1529,337$2,872,163None
Ausdal Financial Partners, Inc.2026-06-302026-08-152,851$276,000None
Pinnacle Family Advisors, LLC2026-06-302026-08-156,824$660,517None
Cresset Asset Management, LLC2026-06-302026-08-152,657$257,176None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1570,116$6,787,125None
ROYAL BANK OF CANADA2026-06-302026-08-15296$29,000None
ROYAL BANK OF CANADA2026-06-302026-08-15451,967$43,750,000None
ROYAL BANK OF CANADA2026-06-302026-08-15581$56,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,038$294,000None
CITADEL ADVISORS LLC2026-06-302026-08-1512,699$1,229,244None
NBH Bank2026-06-302026-08-151,485$143,746None
IHT Wealth Management, LLC2026-06-302026-08-1580,891$7,830,103None
Coppell Advisory Solutions LLC2026-06-302026-08-1511,720$1,262,735None
World Investment Advisors2026-06-302026-08-152,768$265,288None
Invesco Ltd.2026-06-302026-08-153,374$326,598None
GOLDMAN SACHS GROUP INC2026-06-302026-08-15102,990$9,969,278None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15133,617$12,933,929None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15178,304$17,259,599None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15100,659$9,743,685None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Strive Financial Group ,LLC ↗Asset Allocation Strategies LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Sequent Planning LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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