Public ownership evidence

First Trust Switzerland AlphaDEX Fund (FSZ) Ownership Disclosures

Read FSZ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Switzerland AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Transamerica Financial Advisors, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
38
Value (USD)
$3,150
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001502149-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FSZ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FSZ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Transamerica Financial Advisors, LLC2026-06-302026-08-1838$3,150None
SYON CAPITAL LLC2026-06-302026-08-157,108$583,067None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,012$83,014None
JANE STREET GROUP, LLC2026-06-302026-08-1519,780$1,622,526None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1512,947$1,062,024None
ROYAL BANK OF CANADA2026-06-302026-08-151,240$102,000None
CITADEL ADVISORS LLC2026-06-302026-08-154,823$395,624None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,609$131,977None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-152,427$199,083None
UBS Group AG2026-06-302026-08-14146$11,976None
UBS Group AG2026-06-302026-08-14998$81,865None
PGIM Custom Harvest LLC2026-06-302026-08-147,826$641,956None
MORGAN STANLEY2026-06-302026-08-143$288None
MORGAN STANLEY2026-06-302026-08-147,350$602,910None
Integrated Wealth Concepts LLC2026-06-302026-08-1390$7,436None
STIFEL FINANCIAL CORP2026-06-302026-08-136,431$527,524None
JPMORGAN CHASE & CO2026-06-302026-08-13115$9,552None
LPL Financial LLC2026-06-302026-08-086,181$507,000None
Genesee Capital Advisors, LLC2026-06-302026-08-076,762$554,677None
SSA SWISS ADVISORS AG2026-06-302026-08-0631,325$2,569,545None
Vontobel Holding Ltd.2026-06-302026-08-04110,440$9,059,239None
MTM Investment Management, LLC2026-06-302026-08-041,866$153,065None
ASSETMARK, INC2026-06-302026-07-3180$6,562None
BFI Infinity Ltd.2026-03-312026-07-253,300$261,689None
BFI Infinity Ltd.2025-12-312026-07-253,300$265,742None
BFI Infinity Ltd.2025-09-302026-07-253,300$253,011None
BFI Infinity Ltd.2025-06-302026-07-253,300$251,823None
BFI Infinity Ltd.2025-06-302026-07-253,300$251,823None
COTTONWOOD CAPITAL ADVISORS, LLC2026-06-302026-07-2421,607$1,772,391None
Climber Capital SA2026-06-302026-07-238,945$732,296None
Golden State Wealth Management, LLC2026-06-302026-07-23897$73,622None
Hyposwiss Advisors SA2026-06-302026-07-224,420$362,566None
SSA SWISS ADVISORS AG2026-03-312026-07-2232,245$2,557,700None
Unique Wealth Strategies, LLC2025-09-302026-07-156,895$529,678None
Unique Wealth Strategies, LLC2025-06-302026-07-155,797$443,413None

90-day public filing window, up to 50 source positions.

Transamerica Financial Advisors, LLC ↗SYON CAPITAL LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗UBS Group AG ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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