Public ownership evidence

First Trust Short Duration Managed Municipal ETF (FSMB) Ownership Disclosures

Read FSMB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Short Duration Managed Municipal ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
857,020
Value (USD)
$17,131,833
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FSMB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FSMB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-28857,020$17,131,833None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-284,104$82,039None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-284,104$81,916None
Corient Private Wealth LP2026-06-302026-08-18857,021$17,131,833None
Equitable Holdings, Inc.2026-06-302026-08-1888,077$1,760,656None
Glen Eagle Advisors, LLC2026-06-302026-08-154,003$80,026None
JPL Wealth Management, LLC2026-06-302026-08-156,767$135,270None
Mutual Advisors, LLC2026-06-302026-08-1563,393$1,267,217None
IFG Advisory, LLC2026-06-302026-08-1510,342$206,732None
Per Stirling Capital Management, LLC.2026-06-302026-08-15314,616$6,289,176None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,439$188,684None
OSAIC HOLDINGS, INC.2026-06-302026-08-15147,149$2,941,509None
OSAIC HOLDINGS, INC.2026-06-302026-08-15290,684$5,810,761None
JANE STREET GROUP, LLC2026-06-302026-08-15200,133$4,000,659None
Orion Porfolio Solutions, LLC2026-06-302026-08-15101,268$2,024,341None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1524,445$488,656None
Waverly Advisors, LLC2026-06-302026-08-15701,965$14,032,283None
&PARTNERS2026-06-302026-08-1520,234$404,478None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1576,789$1,535,013None
ROYAL BANK OF CANADA2026-06-302026-08-15354,639$7,089,000None
Larson Financial Group LLC2026-06-302026-08-1530$604None
IHT Wealth Management, LLC2026-06-302026-08-1529,104$581,788None
Coppell Advisory Solutions LLC2026-06-302026-08-1517,345$20,710None
World Investment Advisors2026-06-302026-08-1522,407$447,244None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1512,201$243,898None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15637,803$12,749,675None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1520,165$403,092None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15137,794$2,754,507None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15280,809$5,613,369None
Sanctuary Advisors, LLC2026-06-302026-08-14108,917$2,177,251None
Rockefeller Capital Management L.P.2026-06-302026-08-14516,176$10,318,365None
Rockefeller Capital Management L.P.2026-06-302026-08-145,976$119,460None
Rockefeller Capital Management L.P.2026-06-302026-08-141,263$25,247None
Front Row Advisors LLC2026-06-302026-08-145,000$99,750None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1463,793$1,275,222None
UBS Group AG2026-06-302026-08-14713,289$14,258,647None
Elequin Capital, LP2026-06-302026-08-14133,130$2,661,269None
Snowden Capital Advisors LLC2026-06-302026-08-1414,091$281,679None
MORGAN STANLEY2026-06-302026-08-145,246,384$104,875,224None
MORGAN STANLEY2026-06-302026-08-149$191None
Corient Private Wealth LP2026-06-302026-08-13857,020$17,131,833None
ELEVATION POINT WEALTH PARTNERS, LLC2026-06-302026-08-1376,789$1,535,012None
Integrated Wealth Concepts LLC2026-06-302026-08-1325,259$504,962None
Cetera Investment Advisers2026-06-302026-08-13593,655$11,867,157None
NewEdge Advisors, LLC2026-06-302026-08-13511,049$10,215,883None
CONDOR CAPITAL MANAGEMENT2026-06-302026-08-13248,150$4,960,530None
BANK OF MONTREAL /CAN/2026-06-302026-08-13920$18,248None
FSB PREMIER WEALTH MANAGEMENT, INC.2026-06-302026-08-1345,214$903,836None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1324,513$490,013None
STIFEL FINANCIAL CORP2026-06-302026-08-13221,365$4,425,059None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Corient Private Wealth LP ↗Equitable Holdings, Inc. ↗Glen Eagle Advisors, LLC ↗JPL Wealth Management, LLC ↗Mutual Advisors, LLC ↗IFG Advisory, LLC ↗Per Stirling Capital Management, LLC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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