Public ownership evidence

Alger Mid Cap 40 ETF (FRTY) Ownership Disclosures

Read FRTY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Alger Mid Cap 40 ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Western Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
51,678
Value (USD)
$1,282,510
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001767902-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FRTY fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FRTY fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Western Wealth Management, LLC2026-06-302026-08-1551,678$1,282,510None
OSAIC HOLDINGS, INC.2026-06-302026-08-153$83None
&PARTNERS2026-06-302026-08-1541,615$1,032,776None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1548,276$1,142,210None
ROYAL BANK OF CANADA2026-06-302026-08-1535,235$874,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1514,183$351,985None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15280,169$6,953,066None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14481$11,937None
UBS Group AG2026-06-302026-08-14164$4,070None
UBS Group AG2026-06-302026-08-141,093,658$27,141,311None
MORGAN STANLEY2026-06-302026-08-141$36None
Integrated Wealth Concepts LLC2026-06-302026-08-1312,813$317,985None
Cetera Investment Advisers2026-06-302026-08-1320,632$512,030None
NewEdge Advisors, LLC2026-06-302026-08-131,500$37,226None
STIFEL FINANCIAL CORP2026-06-302026-08-1313,040$323,620None
Tradition Wealth Management, LLC2026-06-302026-08-1210,000$248,174None
Sargent Investment Group, LLC2026-06-302026-08-1260,628$1,504,629None
Advisory Advocates, LLC2026-06-302026-08-1168,973$1,711,730None
Proactive Wealth Strategies LLC2026-06-302026-08-1186,330$2,142,474None
Savant Capital, LLC2026-06-302026-08-1114,690$325,365None
LPL Financial LLC2026-06-302026-08-08481,597$11,951,993None
Balentine LLC2026-06-302026-08-0730,510$757,167None
Janney Montgomery Scott LLC2026-06-302026-08-0611,543$286,000None
HighTower Advisors, LLC2026-06-302026-08-0612,381$307,262None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0469,998$1,737,165None
Worth Financial Advisory Group, LLC2026-06-302026-08-0157,555$1,428,365None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3141,369$1,027,000None
Kovack Advisors, Inc.2026-06-302026-07-3011,004$267,577None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30245,461$6,091,710None
Prosperity Financial Group, Inc.2026-06-302026-07-2911,690$290,125None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-2966,754$1,656,671None
TRUIST FINANCIAL CORP2026-06-302026-07-29291,608$7,236,956None
Whipplewood Advisors, LLC2026-06-302026-07-281,226$30,426None
Catherine Avery Investment Management LLC2026-06-302026-07-28721$17,893None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2841,369$1,027,000None
Stonebridge Financial Group, LLC / MO2026-06-302026-07-2511,644$288,974None
Keystone Financial Services, LLC2026-06-302026-07-2562,148$1,542,357None
Brookwood Investment Group LLC2026-06-302026-07-24264,920$6,574,626None
FLAGSHIP HARBOR ADVISORS, LLC2026-06-302026-07-2374,974$1,860,648None
IFP Advisors, Inc2026-06-302026-07-213,782$93,859None
Farther Finance Advisors, LLC2026-06-302026-07-18209$5,187None
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2026-06-302026-07-16471,613$11,038,378None
Ritter Daniher Financial Advisory LLC / DE2026-06-302026-07-15150$3,735None
DAVENPORT & Co LLC2026-06-302026-07-1433,433$829,712None

90-day public filing window, up to 50 source positions.

Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗&PARTNERS ↗JONES FINANCIAL COMPANIES LLLP ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗Steward Partners Investment Advisory, LLC ↗UBS Group AG ↗UBS Group AG ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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