Public ownership evidence

First Trust US Equity Opportunities ETF (FPX) Ownership Disclosures

Read FPX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust US Equity Opportunities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
3,033
Value (USD)
$338,908
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FPX fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FPX fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-293,033$338,908None
Corient Private Wealth LP2026-06-302026-08-282,753$567,316None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21339$69,895None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-201,512$311,672None
Caitlin John, LLC2026-06-302026-08-1812$2,474None
Corient Private Wealth LP2026-06-302026-08-182,436$502,009None
Pure Financial Advisors, LLC2026-06-302026-08-182,580$531,944None
Wiser Advisor Group LLC2026-06-302026-08-181,179$243,082None
Equitable Holdings, Inc.2026-06-302026-08-1815,275$3,149,466None
AMERIFLEX GROUP, INC.2026-06-302026-08-15150$30,927None
Bawa N Mallick Trust2026-06-302026-08-152,000$412,360None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15175$36,082None
Advyzon Investment Management, LLC2026-06-302026-08-154,201$866,162None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-153,194$658,539None
COFG Advisors, LLC2026-06-302026-08-151,108$228,478None
NFSG Corp2026-06-302026-08-15150$30,927None
Prestige Wealth Management Group LLC2026-06-302026-08-15177$36,494None
Western Wealth Management, LLC2026-06-302026-08-1518,541$3,822,882None
IFG Advisory, LLC2026-06-302026-08-1513,428$2,768,545None
OSAIC HOLDINGS, INC.2026-06-302026-08-1558,513$12,064,231None
OSAIC HOLDINGS, INC.2026-06-302026-08-15337$69,435None
OSAIC HOLDINGS, INC.2026-06-302026-08-1541,691$8,597,757None
JANE STREET GROUP, LLC2026-06-302026-08-152,530$521,635None
GTS SECURITIES LLC2026-06-302026-08-1522,933$4,728,326None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1531,673$6,530,339None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-152,453$505,760None
Ancora Advisors LLC2026-06-302026-08-156,500$1,340,231None
Medallion Wealth Advisors, LLC2026-06-302026-08-1543$8,866None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1510$2,082None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15148$30,515None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1539$8,041None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$20,618None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15209$43,092None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1550$10,309None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1556$11,546None
Financial Engines Advisors L.L.C.2026-06-302026-08-151,795$370,093None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15792$163,191None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1588,554$18,391,407None
Harvest Investment Services, LLC2026-06-302026-08-152,405$495,908None
Pinnacle Financial Partners, Inc.2026-06-302026-08-151,996$411,535None
Cresset Asset Management, LLC2026-06-302026-08-154,078$840,768None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-151,600$329,991None
ROYAL BANK OF CANADA2026-06-302026-08-15737$152,000None
ROYAL BANK OF CANADA2026-06-302026-08-15102,614$21,157,000None
ROYAL BANK OF CANADA2026-06-302026-08-15110$23,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-151,404$289,401None
CITADEL ADVISORS LLC2026-06-302026-08-151,600$329,888Call
Larson Financial Group LLC2026-06-302026-08-15423$87,196None
IHT Wealth Management, LLC2026-06-302026-08-154,796$988,813None
World Investment Advisors2026-06-302026-08-154,573$726,301None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗GILL CAPITAL PARTNERS, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Caitlin John, LLC ↗Corient Private Wealth LP ↗Pure Financial Advisors, LLC ↗Wiser Advisor Group LLC ↗Equitable Holdings, Inc. ↗AMERIFLEX GROUP, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.