Public ownership evidence

First Trust Preferred Securities and Income ETF (FPE) Ownership Disclosures

Read FPE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Preferred Securities and Income ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
32,040
Value (USD)
$563,579
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FPE fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FPE fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2932,040$563,579None
Advisors Asset Management, Inc.2020-06-302026-08-2815,551$286,449None
Advisors Asset Management, Inc.2020-12-312026-08-279,557$193,000None
Advisors Asset Management, Inc.2021-03-312026-08-273,504$70,606None
Advisors Asset Management, Inc.2020-09-302026-08-2712,219$234,238None
Dakota Wealth Management2025-12-312026-08-27317,164$5,778,736None
Dakota Wealth Management2026-03-312026-08-27268,270$4,761,785None
Advisors Asset Management, Inc.2019-12-312026-08-2613,707$275,099None
Kingsbury Capital Investment Advisors LLC2026-03-312026-08-26102,681$1,822,584None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-26106,305$1,900,733None
Advisors Asset Management, Inc.2020-03-312026-08-2215,693$257,365None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21101,248$1,810,323None
Kingsview Wealth Management, LLC2026-06-302026-08-20279,968$5,005,831None
Archer Investment Corp2026-06-302026-08-20108,301$1,936,429None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20494,301$8,838,097None
Beacon Pointe Advisors, LLC2026-06-302026-08-19167,859$3,001,326None
Advisors Asset Management, Inc.2019-03-312026-08-194,635$88,343None
Advisors Asset Management, Inc.2019-09-302026-08-199,696$191,302None
Advisors Asset Management, Inc.2019-06-302026-08-195,888$114,168None
PIN OAK INVESTMENT ADVISORS INC2026-06-302026-08-19628$11,000None
LARCH CAPITAL PARTNERS LLC2026-06-302026-08-18483,745$8,649,361None
Legacy Edge Advisors, LLC2025-03-312026-08-1810,376$182,514None
Legacy Edge Advisors, LLC2024-09-302026-08-1811,892$215,245None
Legacy Edge Advisors, LLC2024-06-302026-08-1811,892$206,445None
Legacy Edge Advisors, LLC2024-03-312026-08-1818,726$324,334None
Legacy Edge Advisors, LLC2024-12-312026-08-1810,376$183,759None
Legacy Edge Advisors, LLC2023-12-312026-08-18125,394$2,114,143None
Caitlin John, LLC2026-06-302026-08-18165$2,950None
Wiser Advisor Group LLC2026-06-302026-08-1843,530$778,318None
Equitable Holdings, Inc.2026-06-302026-08-18464,148$8,298,959None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1823,751$425,000None
Vines Capital Management, LLC2026-06-302026-08-1517,292$309,181None
Center for Wealth Management Advisory2026-06-302026-08-1531,756$567,798None
Investors Portfolio Services LLC2026-06-302026-08-15379$6,773None
AMERIFLEX GROUP, INC.2026-06-302026-08-151,226$21,921None
Note Advisors, LLC2026-06-302026-08-15235,753$4,215,264None
Synergy Investment Management, LLC2026-06-302026-08-15478$8,547None
Mutual Advisors, LLC2026-06-302026-08-1546,639$833,897None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-157,381$131,972None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1528,349$506,880None
Meridian Wealth Advisors, LLC2026-06-302026-08-1510,665$190,682None
Perennial Investment Advisors, LLC2026-06-302026-08-15113,337$2,026,448None
ROI Financial Advisors, LLC2026-06-302026-08-15124,582$2,227,532None
NFSG Corp2026-06-302026-08-152,608$46,626None
WCG Wealth Advisors LLC2026-06-302026-08-1523,034$411,847None
Kinloch Capital, LLC2026-06-302026-08-15450,032$8,046,572None
Prestige Wealth Management Group LLC2026-06-302026-08-15800$14,304None
Western Wealth Management, LLC2026-06-302026-08-15234,136$4,186,353None
IFG Advisory, LLC2026-06-302026-08-1539,245$701,711None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,018$447,322None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Advisors Asset Management, Inc. ↗Kingsbury Capital Investment Advisors LLC ↗Kingsbury Capital Investment Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.