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Public ownership evidence

First Trust Mid Cap Growth AlphaDEX Fund (FNY) Ownership Disclosures

Read FNY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CARLSON FINANCIAL, INC.2026-06-302026-08-252,909$322,771None
CARLSON FINANCIAL, INC.2026-03-312026-08-252,865$259,221None
CARLSON FINANCIAL, INC.2025-12-312026-08-252,922$266,444None
Anderson Financial Strategies, LLC2026-06-302026-08-2130,550$3,226,621None
Kingsview Wealth Management, LLC2026-06-302026-08-2046,077$5,107,763None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,498$609,470None
Beacon Pointe Advisors, LLC2026-06-302026-08-195,500$609,693None
Caitlin John, LLC2026-06-302026-08-1871$7,871None
Transamerica Financial Advisors, LLC2026-06-302026-08-187,448$825,738None
Equitable Holdings, Inc.2026-06-302026-08-1841,242$4,571,834None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1510$1,109None
Mutual Advisors, LLC2026-06-302026-08-152,343$259,775None
KCM INVESTMENT ADVISORS LLC2026-06-302026-08-1533,223$3,682,873None
IFG Advisory, LLC2026-06-302026-08-15144$16,016None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,866$2,867,281None
OSAIC HOLDINGS, INC.2026-06-302026-08-1548,556$5,383,950None
GTS SECURITIES LLC2026-06-302026-08-155,462$605,479None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,206$909,661None
Medallion Wealth Advisors, LLC2026-06-302026-08-1550$5,543None
Element Wealth, LLC2026-06-302026-08-154,836$536,086None
&PARTNERS2026-06-302026-08-15197,544$22,648,921None
Thrivent Financial for Lutherans2026-06-302026-08-154,561$506,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1525,248$2,743,700None
Pinnacle Financial Partners, Inc.2026-06-302026-08-153,960$439,030None
ROYAL BANK OF CANADA2026-06-302026-08-1554,290$6,018,000None
ROYAL BANK OF CANADA2026-06-302026-08-1550$6,000None
CITADEL ADVISORS LLC2026-06-302026-08-1534,999$3,879,748None
IHT Wealth Management, LLC2026-06-302026-08-151,888$209,266None
World Investment Advisors2026-06-302026-08-157,830$708,513None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1550,000$5,542,655None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1538,086$4,221,962None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1558,474$6,482,069None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15163,095$18,079,549None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15319,348$35,400,768None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-141,747$193,662None
Sanctuary Advisors, LLC2026-06-302026-08-145,562$616,574None
Rockefeller Capital Management L.P.2026-06-302026-08-148,957$993,008None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1442,023$4,658,380None
UBS Group AG2026-06-302026-08-14130,332$14,447,693None
Mariner, LLC2026-06-302026-08-145,670$628,537None
Creative Planning2026-06-302026-08-146,167$683,641None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-14445$49,330None
MORGAN STANLEY2026-06-302026-08-141$121None
MORGAN STANLEY2026-06-302026-08-14484,971$53,760,630None
MORGAN STANLEY2026-06-302026-08-14398$44,120None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-1439$4,323None
FMR LLC2026-06-302026-08-14174$19,283None
Integrated Wealth Concepts LLC2026-06-302026-08-13799$88,570None
Cetera Investment Advisers2026-06-302026-08-13188,546$20,900,953None
Baird Financial Group, Inc.2026-06-302026-08-137,967$883,167None

90-day public filing window, up to 50 source positions.

CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Anderson Financial Strategies, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Caitlin John, LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.