Public ownership evidence

First Trust Managed Municipal ETF (FMB) Ownership Disclosures

Read FMB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Managed Municipal ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
14,721
Value (USD)
$742,284
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FMB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FMB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2914,721$742,284None
Rehmann Capital Advisory Group2026-06-302026-08-218,312$426,971None
Kingsview Wealth Management, LLC2026-06-302026-08-204,849$249,095None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-208,200$421,211None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-2020,616$1,058,987None
Beacon Pointe Advisors, LLC2026-06-302026-08-196,996$359,354None
Pure Financial Advisors, LLC2026-06-302026-08-188,219$422,168None
Transamerica Financial Advisors, LLC2026-06-302026-08-1826$1,351None
Equitable Holdings, Inc.2026-06-302026-08-1896,313$4,947,291None
Forum Finance Group S.A.2026-06-302026-08-1532,049$1,330,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-15393$20,187None
JPL Wealth Management, LLC2026-06-302026-08-153,897$200,201None
Modern Wealth Management, LLC2026-06-302026-08-157,899$405,764None
Modern Wealth Management, LLC2026-06-302026-08-15256$13,150None
Mutual Advisors, LLC2026-06-302026-08-1567,769$3,481,100None
KINTRA WEALTH, LLC2026-06-302026-08-1518,958$961,531None
Ameritas Advisory Services, LLC2026-06-302026-08-1516,862$866,147None
Delos Wealth Advisors, LLC2026-06-302026-08-1513,030$669,315None
WCG Wealth Advisors LLC2026-06-302026-08-1514,524$746,033None
Prestige Wealth Management Group LLC2026-06-302026-08-1583,002$4,263,581None
Western Wealth Management, LLC2026-06-302026-08-1536,430$1,871,325None
Frisch Financial Group, Inc.2026-06-302026-08-15228,347$11,729,570None
Fi3 FINANCIAL ADVISORS, LLC2026-06-302026-08-159,845$560,126None
Foundations Investment Advisors, LLC2026-06-302026-08-153,942$202,511None
IFG Advisory, LLC2026-06-302026-08-1515,304$786,126None
Per Stirling Capital Management, LLC.2026-06-302026-08-1560,230$3,093,825None
OSAIC HOLDINGS, INC.2026-06-302026-08-15451,045$23,168,916None
OSAIC HOLDINGS, INC.2026-06-302026-08-15103,583$5,320,781None
OSAIC HOLDINGS, INC.2026-06-302026-08-15357,279$18,353,994None
JANE STREET GROUP, LLC2026-06-302026-08-1534,600$1,777,305None
Orion Porfolio Solutions, LLC2026-06-302026-08-1519,487$1,001,013None
Regal Investment Advisors LLC2026-06-302026-08-155,488$281,891None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,757$449,823None
Ancora Advisors LLC2026-06-302026-08-151,831$94,053None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15936$48,078None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$1,027None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15180$9,246None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15370$19,006None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15875$44,946None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15840$43,148None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1574$3,801None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,050$53,936None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$5,137None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15650$33,389None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,250$64,209None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15750$38,525None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15210$10,787None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,000$51,367None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15900$46,230None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-156,037$310,052None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Rehmann Capital Advisory Group ↗Kingsview Wealth Management, LLC ↗STOCK YARDS BANK & TRUST CO ↗STOCK YARDS BANK & TRUST CO ↗Beacon Pointe Advisors, LLC ↗Pure Financial Advisors, LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗Forum Finance Group S.A. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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