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Public ownership evidence

First Trust Germany AlphaDEX Fund (FGM) Ownership Disclosures

Read FGM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Transamerica Financial Advisors, LLC2026-06-302026-08-1810,682$678,022None
OSAIC HOLDINGS, INC.2026-06-302026-08-155,812$368,806None
FLOW TRADERS U.S. LLC2026-06-302026-08-1528,756$1,825,000None
GTS SECURITIES LLC2026-06-302026-08-155,839$370,595None
Waverly Advisors, LLC2026-06-302026-08-153,456$219,350None
&PARTNERS2026-06-302026-08-15122,858$7,777,552None
CITADEL ADVISORS LLC2026-06-302026-08-1511,448$726,597None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,646$104,470None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1514,584$925,636None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1514$889None
UBS Group AG2026-06-302026-08-141,059$67,214None
MORGAN STANLEY2026-06-302026-08-145,506$349,462None
MORGAN STANLEY2026-06-302026-08-141$87None
FMR LLC2026-06-302026-08-14123$7,813None
Cetera Investment Advisers2026-06-302026-08-133,893$247,093None
Advisory Services Network, LLC2026-06-302026-08-1366,562$4,224,633None
FIRST TRUST ADVISORS LP2026-06-302026-08-121,040,078$66,013,022None
Genesee Capital Advisors, LLC2026-06-302026-08-079,136$579,856None
ASSETMARK, INC2026-06-302026-07-3126$1,650None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-29203$12,870None
Bright Futures Wealth Management, LLC.2026-06-302026-07-253,912$248,292None
COTTONWOOD CAPITAL ADVISORS, LLC2026-06-302026-07-2420,441$1,297,375None
Golden State Wealth Management, LLC2026-06-302026-07-231,060$67,317None
IFP Advisors, Inc2026-06-302026-07-21608$38,589None
MEITAV INVESTMENT HOUSE LTD2026-06-302026-07-2152,000$3,300,404None
Farther Finance Advisors, LLC2026-06-302026-07-18319$20,247None

90-day public filing window, up to 50 source positions.

Transamerica Financial Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗FLOW TRADERS U.S. LLC ↗GTS SECURITIES LLC ↗Waverly Advisors, LLC ↗&PARTNERS ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗WELLS FARGO & COMPANY/MN ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.