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Public ownership evidence

First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Ownership Disclosures

Read FEMS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Archer Investment Corp2026-06-302026-08-2071,600$3,269,416None
Sankala Group LLC2026-06-302026-08-191,225$55,790None
Equitable Holdings, Inc.2026-06-302026-08-187,813$356,751None
Western Wealth Management, LLC2026-06-302026-08-1510,888$497,193None
OSAIC HOLDINGS, INC.2026-06-302026-08-154$183None
OSAIC HOLDINGS, INC.2026-06-302026-08-1535,886$1,638,651None
JANE STREET GROUP, LLC2026-06-302026-08-155,918$270,231None
FLOW TRADERS U.S. LLC2026-06-302026-08-1564,808$2,959,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1549,671$2,268,102None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1540,646$1,855,998None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1598,949$4,454,190None
ROYAL BANK OF CANADA2026-06-302026-08-1560,500$2,763,000None
CITADEL ADVISORS LLC2026-06-302026-08-1514,478$661,102None
NATIXIS ADVISORS, LLC2026-06-302026-08-1510,810$493,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15167,763$7,660,477None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1534,010$1,552,982None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15251,265$11,473,406None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15191,822$8,759,087None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1429,367$1,340,971None
UBS Group AG2026-06-302026-08-1444,940$2,052,095None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1415,804$721,628None
MORGAN STANLEY2026-06-302026-08-1420$918None
MORGAN STANLEY2026-06-302026-08-14466,076$21,282,216None
MORGAN STANLEY2026-06-302026-08-147$320None
Integrated Wealth Concepts LLC2026-06-302026-08-1310,242$467,665None
Cetera Investment Advisers2026-06-302026-08-1374,935$3,421,721None
Baird Financial Group, Inc.2026-06-302026-08-1368,862$3,144,411None
MCF Advisors LLC2026-06-302026-08-131,408$64,293None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1398$4,468None
STIFEL FINANCIAL CORP2026-06-302026-08-1351,866$2,368,277None
VestGen Advisors, LLC2026-06-302026-08-1276,378$3,487,624None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-122,822$128,851None
Tidemark, LLC2026-06-302026-08-111,251$57,130None
Cassaday & Co Wealth Management LLC2026-06-302026-08-11243$11,096None
Arax Advisory Partners2026-06-302026-08-11146,406$6,685,266None
Migdal Insurance & Financial Holdings Ltd.2026-06-302026-08-1113,000$591,643None
LPL Financial LLC2026-06-302026-08-08272,507$12,443,342None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0814,340$654,802None
Trivium Point Advisory, LLC2026-06-302026-08-0761,685$2,816,705None
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC2026-06-302026-08-075,518$251,966None
Geneos Wealth Management Inc.2026-06-302026-08-071,066$48,674None
Global Retirement Partners, LLC2026-06-302026-08-071,298$59,270None
Russell Investments Group, Ltd.2026-06-302026-08-0770$3,196None
Janney Montgomery Scott LLC2026-06-302026-08-068,735$399,000None
FIFTH THIRD BANCORP2026-06-302026-08-06902$41,188None
LeClair Wealth Partners LLC2026-06-302026-08-0518,295$835,387None
AE Wealth Management LLC2026-06-302026-08-04104$4,749None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0411,892$542,996None
Archer Investment Corp2026-06-302026-08-0471,600$3,269,416None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3129,709$1,357,000None

90-day public filing window, up to 50 source positions.

Archer Investment Corp ↗Sankala Group LLC ↗Equitable Holdings, Inc. ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗FLOW TRADERS U.S. LLC ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.