Public ownership evidence

First Trust Emerging Markets AlphaDEX Fund (FEM) Ownership Disclosures

Read FEM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Emerging Markets AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
7,325
Value (USD)
$234,322
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FEM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FEM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-287,325$234,322None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-284,824$144,497None
CARLSON FINANCIAL, INC.2026-06-302026-08-258,093$258,880None
CARLSON FINANCIAL, INC.2026-03-312026-08-257,322$219,316None
Kingsview Wealth Management, LLC2026-06-302026-08-20110,800$3,544,430None
Archer Investment Corp2026-06-302026-08-2096$3,086None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2015,815$505,911None
Beacon Pointe Advisors, LLC2026-06-302026-08-196,305$201,693None
Strive Financial Group ,LLC2026-06-302026-08-1818$576None
Asset Allocation Strategies LLC2026-06-302026-08-188,644$276,515None
Equitable Holdings, Inc.2026-06-302026-08-1828,850$922,882None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1822,010$704,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-153,828$122,455None
Synergy Investment Management, LLC2026-06-302026-08-151,812$57,948None
Mutual Advisors, LLC2026-06-302026-08-157,122$227,828None
Western Wealth Management, LLC2026-06-302026-08-157,535$241,045None
IFG Advisory, LLC2026-06-302026-08-155,699$182,320None
OSAIC HOLDINGS, INC.2026-06-302026-08-1527,814$889,737None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525$800None
OSAIC HOLDINGS, INC.2026-06-302026-08-1551,875$1,659,895None
JANE STREET GROUP, LLC2026-06-302026-08-1541,772$1,336,257None
Orion Porfolio Solutions, LLC2026-06-302026-08-1558,848$1,882,495None
OLD MISSION CAPITAL LLC2026-06-302026-08-1589,046$2,848,519None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1513,917$445,195None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15285$9,117None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15657$21,017None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15377$12,028None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1579$2,527None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15136$4,351None
Element Wealth, LLC2026-06-302026-08-158,758$280,162None
&PARTNERS2026-06-302026-08-157,323$234,247None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1546,635$1,462,007None
Pinnacle Family Advisors, LLC2026-06-302026-08-1513,532$432,888None
ROYAL BANK OF CANADA2026-06-302026-08-15781,517$25,000,000None
ROYAL BANK OF CANADA2026-06-302026-08-1525$1,000None
ROYAL BANK OF CANADA2026-06-302026-08-1524,357$779,000None
CITADEL ADVISORS LLC2026-06-302026-08-1553,756$1,719,617None
Larson Financial Group LLC2026-06-302026-08-15125$3,999None
Coppell Advisory Solutions LLC2026-06-302026-08-1527,311$12,813None
STATE OF WISCONSIN INVESTMENT BOARD2026-06-302026-08-15313,808$10,038,498None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15335,806$10,742,198None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15247,160$7,906,490None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15941,008$30,102,197None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15530,264$16,962,773None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15552,277$17,666,789None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15769,208$24,606,209None
Silver Grove Financial Group, Inc.2026-06-302026-08-14315$10,077None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-141,978$63,276None
Sanctuary Advisors, LLC2026-06-302026-08-14369,789$11,829,301None
Quantinno Capital Management LP2026-06-302026-08-1443,666$1,396,845None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Strive Financial Group ,LLC ↗Asset Allocation Strategies LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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