Public ownership evidence

First Trust Developed Markets ex-US AlphaDEX Fund (FDT) Ownership Disclosures

Read FDT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Developed Markets ex-US AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
5,522
Value (USD)
$321,659
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FDT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FDT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-295,522$321,659None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-282,812$266,233None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-282,638$229,321None
Kingsview Wealth Management, LLC2026-06-302026-08-20105,456$9,984,270None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,124$485,128None
Beacon Pointe Advisors, LLC2026-06-302026-08-193,588$339,727None
Strive Financial Group ,LLC2026-06-302026-08-1817$1,610None
Caitlin John, LLC2026-06-302026-08-1860$5,681None
Asset Allocation Strategies LLC2026-06-302026-08-183,496$331,015None
Equitable Holdings, Inc.2026-06-302026-08-1837,139$3,516,247None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,962$186,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-159$852None
Sequent Planning LLC2026-06-302026-08-153,839$363,466None
AMERIFLEX GROUP, INC.2026-06-302026-08-153,184$301,453None
Synergy Investment Management, LLC2026-06-302026-08-15946$89,517None
Mutual Advisors, LLC2026-06-302026-08-152,304$218,137None
Ameritas Advisory Services, LLC2026-06-302026-08-155,881$556,785None
NFSG Corp2026-06-302026-08-15275$26,036None
IFG Advisory, LLC2026-06-302026-08-154,605$435,992None
OSAIC HOLDINGS, INC.2026-06-302026-08-1522,067$2,089,273None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,506$142,584None
OSAIC HOLDINGS, INC.2026-06-302026-08-15146,946$13,916,255None
JANE STREET GROUP, LLC2026-06-302026-08-1521,641$2,048,916None
Orion Porfolio Solutions, LLC2026-06-302026-08-1513,562$1,284,013None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15105,338$9,973,138None
Medallion Wealth Advisors, LLC2026-06-302026-08-15142$13,443None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15256$24,143None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1547$4,450None
Element Wealth, LLC2026-06-302026-08-154,067$385,053None
BROWN ADVISORY INC2026-06-302026-08-153,516$332,886None
&PARTNERS2026-06-302026-08-15290,817$26,660,803None
Thrivent Financial for Lutherans2026-06-302026-08-152,269$215,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1566,388$6,253,699None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1551,043$4,832,612None
Harvest Investment Services, LLC2026-06-302026-08-153,540$335,158None
Ausdal Financial Partners, Inc.2026-06-302026-08-152,445$231,463None
Pinnacle Family Advisors, LLC2026-06-302026-08-154,581$433,763None
Cresset Asset Management, LLC2026-06-302026-08-152,392$226,435None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1515,575$1,474,602None
ROYAL BANK OF CANADA2026-06-302026-08-151,842$174,000None
ROYAL BANK OF CANADA2026-06-302026-08-15227,043$21,496,000None
ROYAL BANK OF CANADA2026-06-302026-08-15646$61,000None
ROYAL BANK OF CANADA2026-06-302026-08-15407$39,000None
Larson Financial Group LLC2026-06-302026-08-15716$67,766None
IHT Wealth Management, LLC2026-06-302026-08-152,241$212,150None
Coppell Advisory Solutions LLC2026-06-302026-08-1526,653$1,043None
World Investment Advisors2026-06-302026-08-152,341$218,116None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15156,686$14,834,670None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1585,082$8,055,316None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15522,760$49,493,565None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Strive Financial Group ,LLC ↗Caitlin John, LLC ↗Asset Allocation Strategies LLC ↗Equitable Holdings, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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