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Public ownership evidence

First Trust Dow Jones Select MicroCap Index Fund (FDM) Ownership Disclosures

Read FDM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-207,340$683,411None
Sankala Group LLC2026-06-302026-08-19400$37,720None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15500$46,398None
OSAIC HOLDINGS, INC.2026-06-302026-08-15250$23,278None
OSAIC HOLDINGS, INC.2026-06-302026-08-1513,540$1,260,659None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,792$1,377,283None
Ancora Advisors LLC2026-06-302026-08-15108$10,056None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15107$9,870None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15300$27,933None
Bristlecone Value Partners, LLC2026-06-302026-08-1514,565$1,356,175None
&PARTNERS2026-06-302026-08-1543,752$4,042,396None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1523,912$2,211,846None
Ausdal Financial Partners, Inc.2026-06-302026-08-1523$2,142None
Ausdal Financial Partners, Inc.2026-06-302026-08-157,684$715,412None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-154,197$390,783None
ROYAL BANK OF CANADA2026-06-302026-08-152,836$264,000None
Larson Financial Group LLC2026-06-302026-08-15138$12,867None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1514,500$1,350,095None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1515,395$1,433,428None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1528,774$2,679,118None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,826$542,415None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1539,229$3,652,645None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1537,385$3,480,919None
BANK OF AMERICA CORP /DE/2026-06-302026-08-158,534$794,601None
BANK OF AMERICA CORP /DE/2026-06-302026-08-153,700$344,507None
Sanctuary Advisors, LLC2026-06-302026-08-1412,283$1,143,651None
Quantinno Capital Management LP2026-06-302026-08-142,933$273,165None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14261$24,302None
UBS Group AG2026-06-302026-08-1411,607$1,080,728None
Mariner, LLC2026-06-302026-08-147,845$730,448None
Virtu Financial LLC2026-06-302026-08-1419,441$1,810,000None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-148,028$747,487None
MORGAN STANLEY2026-06-302026-08-14167$15,549None
MORGAN STANLEY2026-06-302026-08-14112,710$10,494,472None
MORGAN STANLEY2026-06-302026-08-144$400None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-148$745None
FMR LLC2026-06-302026-08-141,281$119,257None
Integrated Wealth Concepts LLC2026-06-302026-08-1326,423$2,460,102None
Kendall Capital Management2026-06-302026-08-1324,307$2,263,225None
Cetera Investment Advisers2026-06-302026-08-138,355$777,907None
Baird Financial Group, Inc.2026-06-302026-08-13143,758$13,385,307None
Texas Yale Capital Corp.2026-06-302026-08-1311,615$1,081,473None
NewEdge Advisors, LLC2026-06-302026-08-131,515$141,099None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13147$13,687None
BROWN BROTHERS HARRIMAN & CO2026-06-302026-08-132,350$218,809None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13769$71,602None
STIFEL FINANCIAL CORP2026-06-302026-08-139,444$879,386None
SMITH, MOORE & CO.2026-06-302026-08-138,862$825,125None
JPMORGAN CHASE & CO2026-06-302026-08-13110$10,207None
COGENT STRATEGIC WEALTH LLC2026-06-302026-08-123,713$345,726None

90-day public filing window, up to 50 source positions.

MERCER GLOBAL ADVISORS INC /ADV ↗Sankala Group LLC ↗MANNING & NAPIER ADVISORS LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Ancora Advisors LLC ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗Bristlecone Value Partners, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.