Public ownership evidence

First Trust NYSE Arca Biotechnology Index Fund (FBT) Ownership Disclosures

Read FBT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust NYSE Arca Biotechnology Index Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
11,763
Value (USD)
$2,001,148
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FBT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FBT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2911,763$2,001,148None
Corient Private Wealth LP2026-06-302026-08-284,016$995,526None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2828$6,941None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28480$96,394None
Forefront Wealth Partners, LLC2026-06-302026-08-213,951$979,413None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21145$35,944None
Kingsview Wealth Management, LLC2026-06-302026-08-202,182$540,995None
Archer Investment Corp2026-06-302026-08-2010$2,496None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-209,704$2,405,568None
Beacon Pointe Advisors, LLC2026-06-302026-08-199,367$2,322,021None
Strive Financial Group ,LLC2026-06-302026-08-183$744None
Corient Private Wealth LP2026-06-302026-08-184,016$995,500None
Transamerica Financial Advisors, LLC2026-06-302026-08-1811$2,726None
Lifetime Wealth Management P.C.2026-06-302026-08-181,026$254,402None
Sequent Planning LLC2026-06-302026-08-151,194$295,981None
AMERIFLEX GROUP, INC.2026-06-302026-08-15205$50,817None
Synergy Investment Management, LLC2026-06-302026-08-15273$67,673None
TORONTO DOMINION BANK2026-06-302026-08-15107$26,524None
Glen Eagle Advisors, LLC2026-06-302026-08-1530$7,437None
Modern Wealth Management, LLC2026-06-302026-08-1540,407$10,016,424None
Mutual Advisors, LLC2026-06-302026-08-155,289$1,311,090None
WCG Wealth Advisors LLC2026-06-302026-08-1583,489$20,696,326None
XTX Topco Ltd2026-06-302026-08-15941$233,264None
Western Wealth Management, LLC2026-06-302026-08-154,912$1,217,575None
IFG Advisory, LLC2026-06-302026-08-153,200$793,177None
OSAIC HOLDINGS, INC.2026-06-302026-08-1522,004$5,454,478None
OSAIC HOLDINGS, INC.2026-06-302026-08-1553$13,138None
OSAIC HOLDINGS, INC.2026-06-302026-08-155,463$1,354,275None
OSAIC HOLDINGS, INC.2026-06-302026-08-1527,266$6,762,291None
JANE STREET GROUP, LLC2026-06-302026-08-1516,158$4,005,407None
JANE STREET GROUP, LLC2026-06-302026-08-154,400$1,090,716Call
Regal Investment Advisors LLC2026-06-302026-08-152,445$606,092None
HRT FINANCIAL LP2026-06-302026-08-158,758$2,171,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,500$3,594,405Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-156,264$1,552,783None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-153,784$938,016None
Ancora Advisors LLC2026-06-302026-08-157,964$1,974,264None
Ancora Advisors LLC2026-06-302026-08-15869$215,416None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1567$16,361None
Waverly Advisors, LLC2026-06-302026-08-152,369$587,251None
BROWN ADVISORY INC2026-06-302026-08-1510,389$2,575,329None
&PARTNERS2026-06-302026-08-1577,150$19,088,755None
Thrivent Financial for Lutherans2026-06-302026-08-151,662$412,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1512,213$3,016,105None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1575,527$18,725,244None
MAI Capital Management2026-06-302026-08-157,625$1,890,112None
Pinnacle Financial Partners, Inc.2026-06-302026-08-151,394$345,559None
Pinnacle Financial Partners, Inc.2026-06-302026-08-15643$159,393None
Cerity Partners LLC2026-06-302026-08-154,207$1,042,905None
Cerity Partners LLC2026-06-302026-08-15530$131,280None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Forefront Wealth Partners, LLC ↗GILL CAPITAL PARTNERS, LLC ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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