Public ownership evidence

First Trust Bloomberg Artificial Intelligence ETF (FAI) Ownership Disclosures

Read FAI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Bloomberg Artificial Intelligence ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
1,837
Value (USD)
$99,933
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FAI fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FAI fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-281,837$99,933None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1849,986$2,719,000None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-154,384$238,490None
IFG Advisory, LLC2026-06-302026-08-1561$3,318None
OSAIC HOLDINGS, INC.2026-06-302026-08-1510,271$558,737None
JANE STREET GROUP, LLC2026-06-302026-08-1515,091$820,950None
Orion Porfolio Solutions, LLC2026-06-302026-08-1518,827$1,024,189None
GTS SECURITIES LLC2026-06-302026-08-159,297$505,757None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1552,241$2,841,910None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1539$2,122None
Element Wealth, LLC2026-06-302026-08-1516,013$871,081None
CITADEL ADVISORS LLC2026-06-302026-08-159,996$543,782None
Larson Financial Group LLC2026-06-302026-08-15340$18,496None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1521,482$1,168,621None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1530,906$1,681,286None
Silver Grove Financial Group, Inc.2026-06-302026-08-14107$5,821None
Sanctuary Advisors, LLC2026-06-302026-08-145,393$293,379None
Steward Partners Investment Advisory, LLC2026-06-302026-08-141,880$102,272None
Tower Wealth Partners, Inc.2026-06-302026-08-134,261$231,798None
Cetera Investment Advisers2026-06-302026-08-13116,782$6,352,941None
Advisory Services Network, LLC2026-06-302026-08-134,336$235,878None
Advisory Services Network, LLC2026-06-302026-08-13209$11,370None
NewEdge Advisors, LLC2026-06-302026-08-1312,669$689,193None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1311,297$614,557None
OneAscent Financial Services LLC2026-06-302026-08-1212,882$700,781None
RPS ADVISORY SOLUTIONS LLC2026-06-302026-08-1218,657$1,014,941None
Benson Wealth Management INC2026-06-302026-08-11235$12,784None
Arax Advisory Partners2026-06-302026-08-11801$43,575None
NewEdge Wealth, LLC2026-06-302026-08-1111,376$618,854None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-084,841$263,350None
Lloyd Advisory Services, LLC.2026-06-302026-08-0851$2,774None
Main Street Financial Solutions, LLC2026-06-302026-08-083,889$211,562None
LPL Financial LLC2026-06-302026-08-08370,816$20,172,390None
SILVER OAK SECURITIES, INCORPORATED2026-06-302026-08-086,014$327,162None
MML INVESTORS SERVICES, LLC2026-06-302026-08-085,306$288,646None
Global Retirement Partners, LLC2026-06-302026-08-0737$2,013None
Bank of New York Mellon Corp2026-06-302026-08-071$71None
Bank of New York Mellon Corp2026-06-302026-08-0724,177$1,315,229None
Kestra Investment Management, LLC2026-06-302026-08-064,790$260,576None
Keystone Wealth Services, LLC2026-06-302026-08-064,715$256,496None
Janney Montgomery Scott LLC2026-06-302026-08-0620,057$1,091,000None
Gateway Wealth Partners, LLC2026-06-302026-08-0532,001$1,740,855None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-054,461$242,678None
AE Wealth Management LLC2026-06-302026-08-0426,097$1,419,677None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04234,612$12,762,893None
INTEGRITY ALLIANCE, LLC.2026-06-302026-08-015,470$297,568None
Signature Equity Partners, LLC2026-06-302026-07-31279$15,178None
Buck Wealth Strategies, LLC2026-06-302026-07-31135$7,344None
Chicago Partners Investment Group LLC2026-06-302026-07-3116,506$817,707None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3167,390$3,666,000None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗CENTAURUS FINANCIAL, INC. ↗INSIGNEO ADVISORY SERVICES, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗Orion Porfolio Solutions, LLC ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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