Public ownership evidence

Essential 40 Stock ETF (ESN) Ownership Disclosures

Read ESN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Essential 40 Stock ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Equitable Holdings, Inc.
Report period
2026-06-30
Available
2026-08-18
Reported shares
92,496
Value (USD)
$1,839,144
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001333986-26-000042
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ESN fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ESN fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Equitable Holdings, Inc.2026-06-302026-08-1892,496$1,839,144None
KKM Financial LLC2026-06-302026-08-15592,014$11,771,319None
Vinva Investment Management Ltd2026-06-302026-08-15618,308$108,148,252None
GTS SECURITIES LLC2026-06-302026-08-1587,235$1,734,494None
ROYAL BANK OF CANADA2026-06-302026-08-15174,309$3,466,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1527,657$549,918None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,607,752$31,967,737None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,881$196,469None
Sanctuary Advisors, LLC2026-06-302026-08-143,459,659$68,790,139None
Rockefeller Capital Management L.P.2026-06-302026-08-14208,632$4,148,349None
Rockefeller Capital Management L.P.2026-06-302026-08-141,485$29,527None
UBS Group AG2026-06-302026-08-14983,492$19,555,755None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13859,522$17,090,299None
EAGLE HARBOR ASSET MANAGEMENT INC /ADV2021-12-312026-08-125,295$633,335None
Allworth Financial LP2026-06-302026-08-1226,542$527,758None
LPL Financial LLC2026-06-302026-08-08389,024$7,735,147None
Mowery & Schoenfeld Wealth Management, LLC2026-06-302026-08-0768,840$1,368,781None
Bank of New York Mellon Corp2026-06-302026-08-072$30None
Bank of New York Mellon Corp2026-06-302026-08-07121,968$2,425,151None
Legacy Financial Group LLC2026-06-302026-08-062,274,028$45,215,633None
Janney Montgomery Scott LLC2026-06-302026-08-0635,334$703,000None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0439,070$776,852None
Quantum Private Wealth, LLC2026-06-302026-07-3063,238$1,257,393None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3058,995$1,173,030None
Atria Investments, Inc2026-06-302026-07-29656,158$13,046,717None
BREAKTHRU ADVISORY SERVICES, LLC2026-06-302026-07-24118,222$2,350,667None
Global View Capital Management LLC2026-06-302026-07-2411,068$220,071None
Farther Finance Advisors, LLC2026-06-302026-07-181,800$35,790None
Comprehensive Financial Consultants Institutional, Inc.2026-06-302026-07-1672,927$1,450,044None
Plus Group Wealth Advisors LLC2026-06-302026-07-14106,862$2,124,791None

90-day public filing window, up to 50 source positions.

Equitable Holdings, Inc. ↗KKM Financial LLC ↗Vinva Investment Management Ltd ↗GTS SECURITIES LLC ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗Sanctuary Advisors, LLC ↗Rockefeller Capital Management L.P. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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