Public ownership evidence

Northern Trust STOXX US ESG Select ETF (ESG) Ownership Disclosures

Read ESG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Northern Trust STOXX US ESG Select ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Empire Financial Management Company, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
1,474
Value (USD)
$259,114
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001971875-26-000003
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ESG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ESG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Empire Financial Management Company, LLC2026-06-302026-08-151,474$259,114None
Milestone Investment Advisors LLC2026-06-302026-08-151,743$306,402None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,051$536,354None
OSAIC HOLDINGS, INC.2026-06-302026-08-15407$71,543None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1522,641$3,980,061None
ROYAL BANK OF CANADA2026-06-302026-08-157,858$1,381,000None
CITADEL ADVISORS LLC2026-06-302026-08-152,782$489,048None
GOLDMAN SACHS GROUP INC2026-06-302026-08-152,140$376,191None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,778$312,549None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-152,625$461,401None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$159None
WELLS FARGO & COMPANY/MN2026-06-302026-08-152$352None
BANK OF AMERICA CORP /DE/2026-06-302026-08-151,266$222,550None
BANK OF AMERICA CORP /DE/2026-06-302026-08-153,399$597,510None
Curry Webb Wealth Management LLC2026-06-302026-08-144,480$787,482None
Olde Wealth Management, LLC2026-06-302026-08-1432,604$5,731,000None
UBS Group AG2026-06-302026-08-1422$3,867None
Horizon Investments, LLC2026-06-302026-08-146,155$1,081,987None
Ameritas Investment Partners, Inc.2026-06-302026-08-14375$65,921None
VANGUARD ADVISERS INC2026-06-302026-08-14171$30,060None
MORGAN STANLEY2026-06-302026-08-1413,764$2,419,574None
MORGAN STANLEY2026-06-302026-08-141$210None
MORGAN STANLEY2026-06-302026-08-141$176None
FMR LLC2026-06-302026-08-143,531$620,796None
Sunrise Financial Services, LLC2026-06-302026-08-1391$15,997None
Smartleaf Asset Management LLC2026-06-302026-08-13186$32,587None
Integrated Wealth Concepts LLC2026-06-302026-08-131,208$212,354None
Cetera Investment Advisers2026-06-302026-08-133,551$624,293None
Advisory Services Network, LLC2026-06-302026-08-132,038$358,260None
EP Wealth Advisors, LLC2026-06-302026-08-133,060$537,917None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-134$703None
BESSEMER GROUP INC2026-06-302026-08-1313$2,000None
JPMORGAN CHASE & CO2026-06-302026-08-1372$12,614None
SGL Investment Advisors, Inc.2026-06-302026-08-126,827$1,244,921None
GREAT VALLEY ADVISOR GROUP, INC.2026-06-302026-08-114,000$703,000None
CVA Family Office, LLC2026-06-302026-08-08225$39,553None
LPL Financial LLC2026-06-302026-08-0854,996$9,667,747None
NovaPoint Capital, LLC2026-06-302026-08-072,073$364,413None
Global Retirement Partners, LLC2026-06-302026-08-07950$167,001None
Go Invest LLC2025-12-312026-08-06454$71,875None
Go Invest LLC2026-03-312026-08-06490$74,370None
Go Invest LLC2026-06-302026-08-06391$68,651None
Parallel Advisors, LLC2026-06-302026-08-064,477$787,012None
HighTower Advisors, LLC2026-06-302026-08-061,800$316,422None
AE Wealth Management LLC2026-06-302026-08-04115$20,216None
Caldwell Trust Co2026-06-302026-08-04395$69,437None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-043,627$637,671None
INTERACTIVE FINANCIAL ADVISORS, INC.2026-06-302026-08-012,702$468,530None
FOUNDERS FINANCIAL SECURITIES LLC2026-06-302026-08-016,155$1,081,987None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-316,052$1,064,000None

90-day public filing window, up to 50 source positions.

Empire Financial Management Company, LLC ↗Milestone Investment Advisors LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗GOLDMAN SACHS GROUP INC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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