Public ownership evidence

Ellington Financial Inc. Common Stock (EFC) Ownership Disclosures

Read EFC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Ellington Financial Inc. Common Stock: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-09-10
Trade date
2026-09-09
Reporting owners
SIMON RONALD I
Code
A
Shares
10,181
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0001628280-26-061343
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read EFC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read EFC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-09-102026-09-09SIMON RONALD IA10,181Not reported
2026-09-102026-09-09Resendez EdwardA10,181Not reported
2026-09-102026-09-09Dannhauser Stephen JA10,181Not reported
2026-09-102026-09-09Mumford LisaA10,181Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2814,082$191,657None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25150,386$2,046,753None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-252,046,753$150,386,000None
Kingsview Wealth Management, LLC2026-06-302026-08-2035,131$478,133None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2021,625$294,316None
Ensign Peak Advisors, Inc2026-03-312026-08-1911,258$133,407None
Ensign Peak Advisors, Inc2025-12-312026-08-1911,258$152,884None
Ensign Peak Advisors, Inc2025-09-302026-08-1911,508$149,374None
Fulcrum Asset Management LLP2026-06-302026-08-198,596$117,507None
Corient Private Wealth LP2026-06-302026-08-1814,547$197,985None
CAXTON ASSOCIATES LLP2026-06-302026-08-1515,452$210,302None
Graham Capital Management, L.P.2026-06-302026-08-1535,206$479,154None
SEI INVESTMENTS CO2026-06-302026-08-159,671$131,622None
SEI INVESTMENTS CO2026-06-302026-08-151,564$21,270None
Glen Eagle Advisors, LLC2026-06-302026-08-15100$1,361None
Federation des caisses Desjardins du Quebec2026-06-302026-08-151,615$21,980None
Quarry LP2026-06-302026-08-151,707$23,233None
XTX Topco Ltd2026-06-302026-08-1539,396$536,180None
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2026-06-302026-08-151,152,852$15,690,316None
Sixth Street Partners Management Company, L.P.2026-06-302026-08-151,152,852$15,690,316None
IFG Advisory, LLC2026-06-302026-08-154,051$55,134None
OSAIC HOLDINGS, INC.2026-06-302026-08-1524$327None
OSAIC HOLDINGS, INC.2026-06-302026-08-1532,823$446,721None
MetLife Investment Management, LLC2026-06-302026-08-1572,672$989,066None
JANE STREET GROUP, LLC2026-06-302026-08-1515,100$205,511Put
State of Tennessee, Department of Treasury2026-06-302026-08-1540,602$552,594None
Legal & General Group Plc2026-06-302026-08-1559,109$804,473None
Legal & General Group Plc2026-06-302026-08-1520,958$285,238None
Legal & General Group Plc2026-06-302026-08-15191,431$2,605,376None
EMG Holdings, L.P.2026-06-302026-08-151,122,952$15,283,377None
HRT FINANCIAL LP2026-06-302026-08-15153,985$2,095,000None
Ensign Peak Advisors, Inc2026-06-302026-08-1514,008$190,649None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15209,000$2,844,490Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1564,000$871,040Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1542,107$573,076None
Ancora Advisors LLC2026-06-302026-08-1556$762None
CASTLEKEEP INVESTMENT ADVISORS LLC2026-06-302026-08-1588,884$1,209,711None
Atom Investors LP2026-06-302026-08-1515,490$210,819None
Balyasny Asset Management L.P.2026-06-302026-08-1536,237$493,186None
Thrivent Financial for Lutherans2026-06-302026-08-1582,342$1,121,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-152,233$30,304None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,188$16,169None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15218,628$2,977,869None
Curi Capital, LLC2026-06-302026-08-1568,410$931,060None
Curi Capital, LLC2026-06-302026-08-15504$6,925None
Cresset Asset Management, LLC2026-06-302026-08-1521,970$301,868None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1515,875$216,059None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-15341$4,641None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-151$14None
MANUFACTURERS LIFE INSURANCE COMPANY, THE2026-06-302026-08-1551,525$701,255None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM ↗CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Ensign Peak Advisors, Inc ↗Ensign Peak Advisors, Inc ↗Ensign Peak Advisors, Inc ↗Fulcrum Asset Management LLP ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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