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Public ownership evidence

Ellsworth Growth and Income Fund Ltd (ECF) Ownership Disclosures

Read ECF insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Recent Form 4 activity

The Form 4 source is temporarily unavailable. Continue with the other disclosures below or open company fundamentals.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-28535,907$6,623,811None
Advisors Asset Management, Inc.2022-12-312026-08-2848,229$384,867None
Advisors Asset Management, Inc.2020-06-302026-08-281,166,980$13,408,600None
Advisors Asset Management, Inc.2022-06-302026-08-28249,514$2,126,000None
Advisors Asset Management, Inc.2021-09-302026-08-28695,557$9,293,000None
Advisors Asset Management, Inc.2024-03-312026-08-27281,333$2,284,424None
Advisors Asset Management, Inc.2025-03-312026-08-27261,766$2,376,835None
Advisors Asset Management, Inc.2022-09-302026-08-27286,871$2,298,000None
Advisors Asset Management, Inc.2020-12-312026-08-271,021,673$14,171,000None
Advisors Asset Management, Inc.2022-03-312026-08-27420,888$4,457,204None
Advisors Asset Management, Inc.2023-06-302026-08-27184,999$1,590,991None
Advisors Asset Management, Inc.2023-09-302026-08-27286,184$2,303,781None
Advisors Asset Management, Inc.2023-03-312026-08-2748,498$393,319None
Advisors Asset Management, Inc.2021-03-312026-08-271,062,889$14,370,259None
Advisors Asset Management, Inc.2021-06-302026-08-27977,376$14,387,000None
Advisors Asset Management, Inc.2020-09-302026-08-271,004,770$11,605,094None
Advisors Asset Management, Inc.2025-09-302026-08-27227,875$2,643,350None
Advisors Asset Management, Inc.2023-12-312026-08-27283,637$2,291,787None
Advisors Asset Management, Inc.2019-12-312026-08-261,117,995$13,147,621None
Advisors Asset Management, Inc.2025-06-302026-08-25170,355$1,746,139None
Advisors Asset Management, Inc.2024-09-302026-08-22228,497$2,054,188None
Advisors Asset Management, Inc.2024-06-302026-08-22248,434$2,047,096None
Advisors Asset Management, Inc.2024-12-312026-08-22368,889$3,574,534None
Advisors Asset Management, Inc.2025-12-312026-08-22393,918$4,581,266None
Advisors Asset Management, Inc.2020-03-312026-08-221,131,747$9,710,389None
Advisors Asset Management, Inc.2019-03-312026-08-19873,970$8,390,112None
Advisors Asset Management, Inc.2019-09-302026-08-19990,967$10,395,244None
Advisors Asset Management, Inc.2019-06-302026-08-19839,895$8,617,323None
Ruggaard & Associates LLC2026-06-302026-08-1818,772$247,978None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-1881,490$1,076,483None
Advisors Asset Management, Inc.2026-06-302026-08-15402,884$5,322,098None
IFG Advisory, LLC2026-06-302026-08-154,053$53,540None
OSAIC HOLDINGS, INC.2026-06-302026-08-1519,831$261,998None
Bulldog Investors, LLP2026-06-302026-08-15228,134$3,013,650None
Waverly Advisors, LLC2026-06-302026-08-1538,919$514,115None
READYSTATE ASSET MANAGEMENT LP2026-06-302026-08-1511,650$153,897None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15104,102$1,375,189None
ROYAL BANK OF CANADA2026-06-302026-08-1554,655$722,000None
Saba Capital Management, L.P.2026-06-302026-08-151,604,273$21,192,446None
Invesco Ltd.2026-06-302026-08-15191,598$2,531,010None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1563,927$844,477None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1517,401$229,865None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15923,090$12,194,015None
WELLS FARGO & COMPANY/MN2026-06-302026-08-158,756$115,667None
Pathstone Holdings, LLC2026-06-302026-08-14209,392$2,766,069None
Advisors Asset Management, Inc.2018-12-312026-08-14870,054$7,474,000None
Advisors Asset Management, Inc.2018-09-302026-08-14794,964$8,196,000None
Advisors Asset Management, Inc.2018-06-302026-08-14652,705$6,162,000None
Advisors Asset Management, Inc.2018-03-312026-08-14571,730$5,180,000None
UBS Group AG2026-06-302026-08-141,229$16,235None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.