Public ownership evidence

Eagle Point Credit Company (ECC) Ownership Disclosures

Read ECC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Eagle Point Credit Company: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
21,135
Value (USD)
$171,193
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ECC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ECC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2921,135$171,193None
Kingsview Wealth Management, LLC2026-06-302026-08-2010,000$37,200None
Beacon Pointe Advisors, LLC2026-06-302026-08-1910,000$37,200None
AMERIFLEX GROUP, INC.2026-06-302026-08-152,500$9,300None
Marex Group Ltd2026-06-302026-08-1580,040$297,749None
XTX Topco Ltd2026-06-302026-08-15199,911$743,669None
OSAIC HOLDINGS, INC.2026-06-302026-08-155,296$19,700None
OSAIC HOLDINGS, INC.2026-06-302026-08-15186,070$692,169None
JANE STREET GROUP, LLC2026-06-302026-08-15117,400$436,728None
JANE STREET GROUP, LLC2026-06-302026-08-1588,348$328,655None
HRT FINANCIAL LP2026-06-302026-08-1543,607$162,000None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1540$149None
Colter Lewis Investment Partners LLC2026-06-302026-08-1512,500$46,500None
&PARTNERS2026-06-302026-08-15282,599$1,051,268None
Blackstone Inc.2026-06-302026-08-15815,000$3,031,800None
MAI Capital Management2026-06-302026-08-15100$372None
MAI Capital Management2026-06-302026-08-1511,792$43,866None
Cerity Partners LLC2026-06-302026-08-1516,595$61,733None
ROYAL BANK OF CANADA2026-06-302026-08-155,000$19,000None
CITADEL ADVISORS LLC2026-06-302026-08-1549,829$185,364None
ARES MANAGEMENT LLC2026-06-302026-08-151,198,419$4,458,119None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1516,032$59,639None
NOMURA HOLDINGS INC2026-06-302026-08-1529,178$108,542None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1591,226$339,360None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1594,115$350,109None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153$10None
Stonebridge Financial Group, LLC/CA2026-06-302026-08-1424,300$90,000None
Legacy Wealth Managment, LLC/ID2026-06-302026-08-1422,977$85,476None
SWAN Capital LLC2026-06-302026-08-141,300$4,836None
Rockefeller Capital Management L.P.2026-06-302026-08-14243,540$905,969None
UBS Group AG2026-06-302026-08-1434,778$129,374None
UBS Group AG2026-06-302026-08-1437,655$140,077None
Mariner, LLC2026-06-302026-08-1437,234$138,509None
Creative Planning2026-06-302026-08-1413,594$50,569None
Virtu Financial LLC2026-06-302026-08-1415,598$58,000None
CIBC WORLD MARKET INC.2026-06-302026-08-1420,271$75,408None
BNP PARIBAS FINANCIAL MARKETS2026-06-302026-08-1410,104$37,587None
MORGAN STANLEY2026-06-302026-08-14116,862$434,727None
MORGAN STANLEY2026-06-302026-08-14914,865$3,403,298None
MORGAN STANLEY2026-06-302026-08-143,483,526$12,958,719None
MORGAN STANLEY2026-06-302026-08-14487,973$1,815,260None
Pacer Advisors, Inc.2026-06-302026-08-141,905$7,000None
Smartleaf Asset Management LLC2026-06-302026-08-133,361$12,436None
Strategic Wealth Partners, Ltd.2026-06-302026-08-1348,000$178,560None
Cetera Investment Advisers2026-06-302026-08-13168,903$628,319None
MCF Advisors LLC2026-06-302026-08-130$1None
NewEdge Advisors, LLC2026-06-302026-08-132,978$11,078None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1340,600$151,032None
US BANCORP \DE\2026-06-302026-08-132,742$10,200None
JPMORGAN CHASE & CO2026-06-302026-08-13117$433None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Kingsview Wealth Management, LLC ↗Beacon Pointe Advisors, LLC ↗AMERIFLEX GROUP, INC. ↗Marex Group Ltd ↗XTX Topco Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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