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Public ownership evidence

Aptus Large Cap Enhanced Yield ETF (DUBS) Ownership Disclosures

Read DUBS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-157,053$293,713None
Regal Investment Advisors LLC2026-06-302026-08-1549,419$2,058,056None
GUARDIAN WEALTH ADVISORS, LLC / NC2026-06-302026-08-15488,028$20,323,924None
Park Place Capital Corp2026-06-302026-08-152,879$119,896None
Park Place Capital Corp2026-06-302026-08-151,256$52,292None
Park Place Capital Corp2026-06-302026-08-152,054$85,548None
Park Place Capital Corp2026-06-302026-08-154,924$205,074None
Park Place Capital Corp2026-06-302026-08-15188$7,829None
Park Place Capital Corp2026-06-302026-08-151,065$44,352None
Park Place Capital Corp2026-06-302026-08-151,036$43,136None
Park Place Capital Corp2026-06-302026-08-15824$34,312None
Park Place Capital Corp2026-06-302026-08-15373$15,535None
Park Place Capital Corp2026-06-302026-08-151,303$54,263None
Park Place Capital Corp2026-06-302026-08-15249$10,361None
Park Place Capital Corp2026-06-302026-08-15420$17,507None
Park Place Capital Corp2026-06-302026-08-15221$9,220None
Park Place Capital Corp2026-06-302026-08-1539$1,604None
Park Place Capital Corp2026-06-302026-08-15188$7,831None
Park Place Capital Corp2026-06-302026-08-15331$13,804None
Park Place Capital Corp2026-06-302026-08-1571$2,956None
Park Place Capital Corp2026-06-302026-08-1574$3,083None
Park Place Capital Corp2026-06-302026-08-15423$17,598None
Park Place Capital Corp2026-06-302026-08-15455$18,945None
Park Place Capital Corp2026-06-302026-08-15543$22,634None
Park Place Capital Corp2026-06-302026-08-1595$3,958None
Park Place Capital Corp2026-06-302026-08-151,412$58,788None
Park Place Capital Corp2026-06-302026-08-152,154$89,697None
Park Place Capital Corp2026-06-302026-08-151,222$50,900None
Park Place Capital Corp2026-06-302026-08-15178$7,433None
Park Place Capital Corp2026-06-302026-08-15227$9,473None
Park Place Capital Corp2026-06-302026-08-1549$2,036None
Park Place Capital Corp2026-06-302026-08-154,389$182,766None
Park Place Capital Corp2026-06-302026-08-15890$37,064None
Park Place Capital Corp2026-06-302026-08-156,499$270,668None
Park Place Capital Corp2026-06-302026-08-15270$11,234None
Park Place Capital Corp2026-06-302026-08-15442,099$18,411,216None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1516$666None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-14417$17,366None
Regatta Research & Money Management2026-06-302026-08-13258$10,706None
Second Line Capital, LLC2026-06-302026-08-13516,098$21,494,543None
Integrated Wealth Concepts LLC2026-06-302026-08-134,229,650$176,143,631None
Advisory Services Network, LLC2026-06-302026-08-137,870$327,746None
Aptus Capital Advisors, LLC2026-06-302026-08-13573,094$23,866,511None
Aptus Capital Advisors, LLC2026-06-302026-08-133,572,595$148,780,718None
NewEdge Advisors, LLC2026-06-302026-08-1373$3,040None
Independent Advisor Alliance2026-06-302026-08-1334,945$1,455,289None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,503$104,237None
JPMORGAN CHASE & CO2026-06-302026-08-13353$14,561None
MARIPAU WEALTH MANAGEMENT LLC2026-06-302026-08-1266,814$2,789,808None
RENASANT BANK2026-06-302026-08-1260,346$2,513,109None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗Regal Investment Advisors LLC ↗GUARDIAN WEALTH ADVISORS, LLC / NC ↗Park Place Capital Corp ↗Park Place Capital Corp ↗Park Place Capital Corp ↗Park Place Capital Corp ↗Park Place Capital Corp ↗Park Place Capital Corp ↗Park Place Capital Corp ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.