Public ownership evidence

State Street SPDR Bloomberg Convertible Securities ETF (CWB) Ownership Disclosures

Read CWB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

State Street SPDR Bloomberg Convertible Securities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
136,654
Value (USD)
$10,470,485
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CWB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CWB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-29136,654$10,470,485None
Advisors Asset Management, Inc.2020-06-302026-08-283,686$223,003None
Corient Private Wealth LP2026-06-302026-08-2821,479$2,315,866None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2818,295$1,972,567None
Advisors Asset Management, Inc.2020-12-312026-08-273,512$291,000None
Advisors Asset Management, Inc.2021-03-312026-08-271,232$102,687None
Advisors Asset Management, Inc.2020-09-302026-08-273,615$249,037None
Dakota Wealth Management2025-09-302026-08-274,873$441,007None
Dakota Wealth Management2025-12-312026-08-274,873$434,672None
Dakota Wealth Management2026-03-312026-08-274,673$427,673None
Advisors Asset Management, Inc.2019-12-312026-08-262,022$112,221None
Kingsbury Capital Investment Advisors LLC2026-03-312026-08-2629,472$2,697,299None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-2614,647$1,579,254None
Advisors Asset Management, Inc.2020-03-312026-08-223,362$160,905None
Anderson Financial Strategies, LLC2026-06-302026-08-2191,417$9,482,685None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21930$100,273None
Bullock Wealth Management Group2026-06-302026-08-20946$100,162None
Kingsview Wealth Management, LLC2026-06-302026-08-20106,987$11,535,338None
Kingsview Wealth Management, LLC2026-06-302026-08-2010,887$1,173,811None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2013,753$1,482,819None
Beacon Pointe Advisors, LLC2026-06-302026-08-198,407$906,393None
Copia Wealth Management2026-06-302026-08-194,352$469,233None
Advisors Asset Management, Inc.2019-03-312026-08-193,315$173,209None
Advisors Asset Management, Inc.2019-09-302026-08-191,889$99,078None
Advisors Asset Management, Inc.2019-06-302026-08-192,959$156,442None
Orion Capital Management LLC2026-06-302026-08-194,000$431,280None
Triton Financial Group Inc2026-06-302026-08-182,379$256,504None
Comprehensive Money Management Services LLC2026-06-302026-08-187,728$833,179None
Corient Private Wealth LP2026-06-302026-08-1821,543$2,322,664None
Old North State Trust, LLC2026-06-302026-08-182,138$231,000None
Transamerica Financial Advisors, LLC2026-06-302026-08-1829,693$3,201,577None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1812,357$1,331,889None
Nalls Sherbakoff Group, LLC2026-06-302026-08-18198$21,348None
Nalls Sherbakoff Group, LLC2026-03-312026-08-18198$18,121None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-18130,601$14,081,400None
Equitable Holdings, Inc.2026-06-302026-08-1829,627$3,194,379None
Jefferies Financial Group Inc.2026-06-302026-08-18200,000$21,564,000Put
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,020$218,000None
Wellington Grp LLC2026-06-302026-08-15325$29,744None
Forum Finance Group S.A.2026-06-302026-08-15550$48,000None
EFG International AG2026-06-302026-08-151,320$142,405None
EFG International AG2026-06-302026-08-1538,422$4,142,660None
SELDON CAPITAL LP2026-06-302026-08-154,068$438,612None
10Elms LLP2026-06-302026-08-151,551$167,220None
Glen Eagle Advisors, LLC2026-06-302026-08-154,949$533,601None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15210$22,642None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15429$46,255None
MorganRosel Wealth Management, LLC2026-06-302026-08-152,000$215,640None
Advyzon Investment Management, LLC2026-06-302026-08-158,175$881,429None
Advyzon Investment Management, LLC2026-06-302026-08-15161,914$17,457,556None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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