Public ownership evidence

Simplify Managed Futures Strategy ETF (CTA) Ownership Disclosures

Read CTA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Simplify Managed Futures Strategy ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
40,587
Value (USD)
$1,201,367
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CTA fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CTA fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2940,587$1,201,367None
Principia Wealth Advisory, LLC2026-06-302026-08-27140,243$3,638,016None
Principia Wealth Advisory, LLC2026-03-312026-08-2795,307$2,881,297None
Beacon Pointe Advisors, LLC2026-06-302026-08-1914,469$375,318None
Strive Financial Group ,LLC2026-06-302026-08-1813,407$347,778None
FSA Advisors, Inc.2026-06-302026-08-18110,420$2,864,286None
Proficio Capital Partners LLC2026-06-302026-08-1868,581$1,778,991None
Independence Wealth Advisors, LLC2026-06-302026-08-15973,762$25,261,985None
Blueprint Financial Advisors LLC2026-06-302026-08-1518,145$470,681None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15976$25,317None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15115,501$3,000,717None
Marex Group Ltd2026-06-302026-08-1519,600$508,424None
Mutual Advisors, LLC2026-06-302026-08-158,812$228,583None
Advyzon Investment Management, LLC2026-06-302026-08-1525$649None
Advyzon Investment Management, LLC2026-06-302026-08-1510,357$268,661None
PMV Capital Advisers, LLC2026-06-302026-08-1575,962$1,970,459None
Authentikos Wealth Advisory, LLC2026-06-302026-08-1571,678$1,859,329None
ENTREWEALTH, LLC2026-06-302026-08-1533,855$882,261None
Axim Planning & Wealth2026-06-302026-08-1514,061$364,742None
Resurgent Financial Advisors LLC2026-06-302026-08-1510,884$282,331None
Blackston Financial Advisory Group, LLC2026-06-302026-08-1558,479$1,516,936None
Orcam Financial Group2026-06-302026-08-1513,440$348,634None
Ameritas Advisory Services, LLC2026-06-302026-08-1594,184$2,443,133None
Caerus Investment Advisors, LLC2026-06-302026-08-1515,670$406,480None
WCG Wealth Advisors LLC2026-06-302026-08-1540,818$1,058,831None
IFG Advisory, LLC2026-06-302026-08-15161,765$4,196,191None
OSAIC HOLDINGS, INC.2026-06-302026-08-1574,087$1,921,813None
OSAIC HOLDINGS, INC.2026-06-302026-08-15317,099$8,226,094None
Betterment LLC2026-06-302026-08-1541,020$1,064,000None
JANE STREET GROUP, LLC2026-06-302026-08-1556,173$1,457,128None
Orion Porfolio Solutions, LLC2026-06-302026-08-15418,318$10,851,169None
FLOW TRADERS U.S. LLC2026-06-302026-08-1521,700$563,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1513,786$357,609None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1552$1,369None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1590$2,328None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15124$3,221None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1599$2,543None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15342$8,879None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15251$6,525None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1510$238None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152$52None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15459$11,899None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1548$1,237None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-156$140None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15150$3,898None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15170$4,385None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15230$5,983None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1557$1,462None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1510$244None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15366$9,477None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Principia Wealth Advisory, LLC ↗Principia Wealth Advisory, LLC ↗Beacon Pointe Advisors, LLC ↗Strive Financial Group ,LLC ↗FSA Advisors, Inc. ↗Proficio Capital Partners LLC ↗Independence Wealth Advisors, LLC ↗Blueprint Financial Advisors LLC ↗Federation des caisses Desjardins du Quebec ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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