Public ownership evidence

Capital Southwest Corp (CSWC) Ownership Disclosures

Read CSWC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-01T23:05:24.000Z

Recent Form 4 activity

2026-10-012026-10-01Thomas William R IIIP2,170Not reported
2026-08-132026-08-10Thomas William R IIIA1,989Not reported
2026-08-122026-08-10BATTIST CHRISTINEA1,989Not reported
2026-08-122026-08-10FURST JACK DA1,989Not reported
2026-08-122026-08-10Rogers-Windsor Ramona LynnA1,989Not reported
2026-08-122026-08-10Brooks David RA1,989Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2992,384$2,062,012None
Advisors Asset Management, Inc.2021-12-312026-08-28185,769$4,696,240None
Advisors Asset Management, Inc.2022-12-312026-08-28182,163$3,114,987None
Advisors Asset Management, Inc.2020-06-302026-08-2888$1,186None
Advisors Asset Management, Inc.2020-06-302026-08-28145,774$1,965,034None
Advisors Asset Management, Inc.2022-06-302026-08-28187,034$3,445,000None
Advisors Asset Management, Inc.2021-09-302026-08-28175,212$4,412,000None
Advisors Asset Management, Inc.2024-03-312026-08-27171,087$4,270,332None
Advisors Asset Management, Inc.2025-03-312026-08-27148,565$3,315,971None
Advisors Asset Management, Inc.2022-09-302026-08-27195,185$3,306,000None
Advisors Asset Management, Inc.2020-12-312026-08-27141,747$2,516,000None
Advisors Asset Management, Inc.2022-03-312026-08-27196,419$4,661,023None
Advisors Asset Management, Inc.2023-06-302026-08-27181,731$3,583,735None
Advisors Asset Management, Inc.2023-09-302026-08-27195,122$4,468,294None
Advisors Asset Management, Inc.2023-03-312026-08-27192,365$3,420,250None
Advisors Asset Management, Inc.2021-03-312026-08-27147,944$3,278,439None
Advisors Asset Management, Inc.2021-06-302026-08-27154,221$3,583,000None
Advisors Asset Management, Inc.2020-09-302026-08-27144,356$2,028,202None
Advisors Asset Management, Inc.2025-09-302026-08-27122,635$2,680,801None
Advisors Asset Management, Inc.2023-12-312026-08-27163,232$3,868,598None
Advisors Asset Management, Inc.2019-12-312026-08-2688$1,831None
Advisors Asset Management, Inc.2019-12-312026-08-26140,635$2,926,614None
Advisors Asset Management, Inc.2025-06-302026-08-25112,511$2,479,742None
Advisors Asset Management, Inc.2024-09-302026-08-22182,606$4,618,106None
Advisors Asset Management, Inc.2024-06-302026-08-22170,163$4,439,553None
Advisors Asset Management, Inc.2024-12-312026-08-22149,543$3,263,028None
Advisors Asset Management, Inc.2025-12-312026-08-22103,463$2,291,705None
Advisors Asset Management, Inc.2020-03-312026-08-22127,561$1,456,747None
Archer Investment Corp2026-06-302026-08-20146$3,461None
Beacon Pointe Advisors, LLC2026-06-302026-08-19197,768$4,700,946None
Advisors Asset Management, Inc.2019-03-312026-08-1988$1,852None
Advisors Asset Management, Inc.2019-03-312026-08-19170,130$3,579,535None
Advisors Asset Management, Inc.2019-09-302026-08-1988$1,918None
Advisors Asset Management, Inc.2019-09-302026-08-19151,847$3,310,265None
Advisors Asset Management, Inc.2019-06-302026-08-1988$1,844None
Advisors Asset Management, Inc.2019-06-302026-08-19158,613$3,322,942None
Melia Wealth LLC2026-06-302026-08-18377,760$8,979,358None
Empowered Funds, LLC2026-06-302026-08-18525,500$12,491,135None
Empowered Funds, LLC2026-06-302026-08-18197$4,683None
DEARBORN PARTNERS LLC2026-06-302026-08-1813,966$331,983None
Womack Financial LLC2026-06-302026-08-15230,538$5,479,886None
Advisors Asset Management, Inc.2026-06-302026-08-1598,619$2,344,174None
Mission Hills Financial Advisory, LLC2026-06-302026-08-1512,836$305,118None
Quarry LP2026-06-302026-08-1588$2,092None
VPR Management LLC2026-06-302026-08-158,500$202,045None
NFSG Corp2026-06-302026-08-151,000$23,770None
XTX Topco Ltd2026-06-302026-08-1597,027$2,306,332None
Foundations Investment Advisors, LLC2026-06-302026-08-152,771$65,850None
Foundations Investment Advisors, LLC2026-06-302026-08-15126,390$3,004,300None
IFG Advisory, LLC2026-06-302026-08-153,500$83,197None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.