Public ownership evidence

Eldridge AAA CLO ETF (CLOX) Ownership Disclosures

Read CLOX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Eldridge AAA CLO ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
29,175
Value (USD)
$744,257
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CLOX fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CLOX fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2929,175$744,257None
Copia Wealth Management2026-06-302026-08-19295,383$7,566,236None
Strait & Sound Wealth Management LLC2026-06-302026-08-198,612$220,596None
Equitable Holdings, Inc.2026-06-302026-08-1820,600$527,669None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1517,632$451,644None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,195$30,615None
Prostatis Group LLC2026-06-302026-08-1524,248$621,101None
ROYAL BANK OF CANADA2026-06-302026-08-1510,000$256,000None
CITADEL ADVISORS LLC2026-06-302026-08-1548,821$1,250,550None
IHT Wealth Management, LLC2026-06-302026-08-1531,493$806,687None
Estate Planners Group, LLC2026-06-302026-08-1440,164$1,028,792None
Hobbs Group Advisors, LLC2026-06-302026-08-1478,734$2,016,770None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1415,768$403,897None
Black Swift Group, LLC2026-06-302026-08-1462,250$1,594,534None
UBS Group AG2026-06-302026-08-14461$11,809None
Inspire Advisors, LLC2026-06-302026-08-1490,044$2,306,490None
Bienville Capital Management, LLC2026-06-302026-08-149,773$250,335None
Hilltop Holdings Inc.2026-06-302026-08-1424,085$616,937None
MORGAN STANLEY2026-06-302026-08-141$35None
MORGAN STANLEY2026-06-302026-08-147,944$203,486None
NewEdge Advisors, LLC2026-06-302026-08-1324,832$636,075None
BANK OF MONTREAL /CAN/2026-06-302026-08-1337,727$966,377None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,250$32,019None
SHP Wealth Management2026-06-302026-08-12105$2,690None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12434$11,117None
Spurstone Advisory Services, LLC2026-06-302026-08-1113$333None
Arax Advisory Partners2026-06-302026-08-11194,788$4,989,501None
WESPAC Advisors, LLC2026-06-302026-08-11159,133$4,076,192None
FIG FINANCIAL ADVISORY SERVICES INC /ADV2026-06-302026-08-11180,564$4,625,140None
Beverly Hills Private Wealth, LLC2026-06-302026-08-0826,019$666,477None
OneDigital Investment Advisors LLC2026-06-302026-08-0823,226$594,944None
LPL Financial LLC2026-06-302026-08-081,128,511$28,906,797None
Janney Montgomery Scott LLC2026-06-302026-08-069,059$232,000None
FIFTH THIRD BANCORP2026-06-302026-08-061,487$38,090None
HighTower Advisors, LLC2026-06-302026-08-0619,222$492,372None
Rossby Financial, LCC2026-06-302026-08-05128$3,279None
BELLEVUE ASSET MANAGEMENT, LLC2026-06-302026-08-054,657$119,289None
Elevated Capital Advisors, LLC2026-06-302026-08-041,798$46,061None
Blue Water Asset Management2026-06-302026-08-0417,351$444,446None
Spectrum Asset Management, Inc. (NB/CA)2026-06-302026-08-04124,361$3,185,508None
Carmel Capital Partners, LLC2026-06-302026-07-31258,925$6,632,364None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3125,679$658,000None
PRIMORIS WEALTH ADVISORS, LLC2026-06-302026-07-30114,650$2,936,761None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3019,511$499,770None
PRIVATE TRUST CO NA2026-06-302026-07-2931,676$811,381None
Rockport Wealth LLC2026-06-302026-07-2823,425$600,032None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2825,679$658,000None
Koshinski Asset Management, Inc.2026-06-302026-07-2822,665$580,564None
Fortis Group Advisors, LLC2026-06-302026-07-25154,727$3,963,340None
Quest 10 Wealth Builders, Inc.2026-06-302026-07-2577$1,972None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Copia Wealth Management ↗Strait & Sound Wealth Management LLC ↗Equitable Holdings, Inc. ↗INSIGNEO ADVISORY SERVICES, LLC ↗OSAIC HOLDINGS, INC. ↗Prostatis Group LLC ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗IHT Wealth Management, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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