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Public ownership evidence

VanEck AA-BB CLO ETF (CLOB) Ownership Disclosures

Read CLOB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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SYON CAPITAL LLC2026-06-302026-08-1516,410$828,892None
OSAIC HOLDINGS, INC.2026-06-302026-08-1518,912$955,231None
JANE STREET GROUP, LLC2026-06-302026-08-1590,087$4,550,420None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1520,910$1,056,193None
ROYAL BANK OF CANADA2026-06-302026-08-1556,406$2,849,000None
VAN ECK ASSOCIATES CORP2026-06-302026-08-1526$1,313None
Sanctuary Advisors, LLC2026-06-302026-08-1416,679$842,495None
Elequin Capital, LP2026-06-302026-08-146,963$351,711None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1313,547$684,250None
EP Wealth Advisors, LLC2026-06-302026-08-135,555$280,591None
NewEdge Advisors, LLC2026-06-302026-08-138,818$445,402None
Summit Financial, LLC2026-06-302026-08-1310,263$518,399None
L & S Advisors Inc2026-06-302026-08-13108,283$5,469,529None
OneAscent Family Office, LLC2026-06-302026-08-1234,317$1,733,400None
Tower Research Capital LLC (TRC)2026-06-302026-08-1227,414$1,384,720None
Employees' Retirement Fund of the City of Fort Worth2026-06-302026-08-0839,200$1,980,031None
LPL Financial LLC2026-06-302026-08-086,776$342,259None
BOYD WATTERSON ASSET MANAGEMENT LLC/OH2026-06-302026-08-088,000$404,091None
Lionsbridge Wealth Management LLC2026-06-302026-08-064,964$250,739None
FIFTH THIRD BANCORP2026-06-302026-08-0677$3,889None
Diversified Portfolios, Inc.2026-06-302026-08-0531,346$1,583,330None
AXXCESS WEALTH MANAGEMENT, LLC2026-06-302026-07-294,906$247,810None
BASSO CAPITAL MANAGEMENT, L.P.2026-06-302026-07-2830,052$1,517,968None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-232,701$136,115None
Darwin Wealth Management, LLC2026-06-302026-07-224,906$247,810None
Castleview Partners, LLC2026-06-302026-07-2116,153$815,959None

90-day public filing window, up to 50 source positions.

SYON CAPITAL LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗VAN ECK ASSOCIATES CORP ↗Sanctuary Advisors, LLC ↗Elequin Capital, LP ↗COMPASS FINANCIAL MANAGEMENT LLC ↗EP Wealth Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.