Public ownership evidence

CION Investment Corporation (CION) Ownership Disclosures

Read CION insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

CION Investment Corporation: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2025-03-31
Available
2026-08-27
Reported shares
134,665
Value (USD)
$1,393,783
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018777
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CION fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CION fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Advisors Asset Management, Inc.2025-03-312026-08-27134,665$1,393,783None
Advisors Asset Management, Inc.2025-09-302026-08-27238,823$2,264,042None
Advisors Asset Management, Inc.2025-06-302026-08-25219,520$2,100,806None
Advisors Asset Management, Inc.2024-09-302026-08-2249,673$591,109None
Advisors Asset Management, Inc.2024-06-302026-08-2221,544$261,113None
Advisors Asset Management, Inc.2024-12-312026-08-22121,199$1,381,669None
Advisors Asset Management, Inc.2025-12-312026-08-22292,397$2,827,479None
Empowered Funds, LLC2026-06-302026-08-1810,781$67,166None
Hopwood Nicholas Hunter2026-06-302026-08-1571,233$443,785None
Hopwood Nicholas Hunter2026-03-312026-08-1568,849$470,925None
Hopwood Nicholas Hunter2025-12-312026-08-1562,138$600,870None
Alpine Global Management, LLC2026-06-302026-08-15155,635$969,606None
Advisors Asset Management, Inc.2026-06-302026-08-15290,200$1,807,946None
NFSG Corp2026-06-302026-08-154,698$29,269None
Western Wealth Management, LLC2026-06-302026-08-1513,068$81,417None
Callodine Capital Management, LP2026-06-302026-08-15674,138$4,199,880None
Qube Research & Technologies Ltd2026-06-302026-08-15113,967$710,014None
IFG Advisory, LLC2026-06-302026-08-152,038$12,696None
OSAIC HOLDINGS, INC.2026-06-302026-08-1524,501$152,641None
OSAIC HOLDINGS, INC.2026-06-302026-08-15266,607$1,660,961None
Squarepoint Ops LLC2026-06-302026-08-1520,590$128,276None
Engineers Gate Manager LP2026-06-302026-08-1537,935$236,335None
Apollo Management Holdings, L.P.2026-06-302026-08-1563,263$394,125None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1510,857$67,639None
OXFORD ASSET MANAGEMENT LLP2026-06-302026-08-1522,676$141,271None
Bulldog Investors, LLP2026-06-302026-08-151,538,071$9,582,182None
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.2026-06-302026-08-1518,920$117,872None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1570,563$439,608None
Curi Capital, LLC2026-06-302026-08-1574,000$461,020None
Curi Capital, LLC2026-06-302026-08-151,452$9,046None
Cerity Partners LLC2026-06-302026-08-152,739$17,064None
Cerity Partners LLC2026-06-302026-08-1519,125$119,149None
ROYAL BANK OF CANADA2026-06-302026-08-15255$2,000None
ROYAL BANK OF CANADA2026-06-302026-08-1565,943$411,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,796$17,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-15312,707$1,948,165None
CITADEL ADVISORS LLC2026-06-302026-08-1511,300$70,399Call
IHT Wealth Management, LLC2026-06-302026-08-1523,242$144,797None
Invesco Ltd.2026-06-302026-08-151,368,725$8,527,157None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1561,461$382,902None
VAN ECK ASSOCIATES CORP2026-06-302026-08-15230,982$1,439,018None
VAN ECK ASSOCIATES CORP2026-06-302026-08-151,005,415$6,263,735None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1520,852$129,908None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,475$59,029None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$5None
WELLS FARGO & COMPANY/MN2026-06-302026-08-154,252$26,490None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15169,916$1,058,577None
Legacy Wealth Managment, LLC/ID2026-06-302026-08-14121,169$754,883None
Entropy Technologies, LP2026-06-302026-08-1414,716$91,681None
UBS Group AG2026-06-302026-08-14914,616$5,698,058None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Empowered Funds, LLC ↗Hopwood Nicholas Hunter ↗Hopwood Nicholas Hunter ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.