Public ownership evidence

Roundhill Generative AI & Technology ETF (CHAT) Ownership Disclosures

Read CHAT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Roundhill Generative AI & Technology ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
64
Value (USD)
$6,316
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CHAT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CHAT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2864$6,316None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2864$3,958None
Brown Financial Advisors2026-06-302026-08-273,043$300,283None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-263,165$312,322None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-214,232$417,579None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-187,791$768,816None
Equitable Holdings, Inc.2026-06-302026-08-1822,529$2,223,124None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15141$13,874None
AMERIFLEX GROUP, INC.2026-06-302026-08-15245$24,177None
ROSS\JOHNSON & Associates LLC2026-06-302026-08-15150$14,802None
Synergy Investment Management, LLC2026-06-302026-08-15290$28,617None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1513$1,281None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15449$44,307None
Advyzon Investment Management, LLC2026-06-302026-08-153,293$324,953None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1523,742$2,342,861None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1525,977$2,563,410None
KCM INVESTMENT ADVISORS LLC2026-06-302026-08-155,097$502,972None
KINTRA WEALTH, LLC2026-06-302026-08-154,509$422,046None
Ameritas Advisory Services, LLC2026-06-302026-08-1525$2,467None
Foundations Investment Advisors, LLC2026-06-302026-08-152,374$234,266None
IFG Advisory, LLC2026-06-302026-08-15309$30,491None
JT Stratford LLC2026-06-302026-08-152,776$273,936None
OSAIC HOLDINGS, INC.2026-06-302026-08-15653$64,415None
OSAIC HOLDINGS, INC.2026-06-302026-08-1560,124$5,933,020None
Betterment LLC2026-06-302026-08-153,113$307,000None
JANE STREET GROUP, LLC2026-06-302026-08-158,700$858,516Put
JANE STREET GROUP, LLC2026-06-302026-08-1512,500$1,233,500Call
HRT FINANCIAL LP2026-06-302026-08-1524,435$2,411,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-15143,248$14,135,712None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1572,600$7,164,168Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1567,100$6,621,428Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15101,534$10,019,375None
Ancora Advisors LLC2026-06-302026-08-1527$2,664None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1531$3,044None
BROWN ADVISORY INC2026-06-302026-08-153,002$296,237None
Ausdal Financial Partners, Inc.2026-06-302026-08-153,612$356,445None
Cerity Partners LLC2026-06-302026-08-152,600$256,568None
ROYAL BANK OF CANADA2026-06-302026-08-152,114$209,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-1555,467$5,473,497None
CITADEL ADVISORS LLC2026-06-302026-08-1512,600$1,243,368Put
CITADEL ADVISORS LLC2026-06-302026-08-154,174$411,890None
CITADEL ADVISORS LLC2026-06-302026-08-1550,900$5,022,812Call
Larson Financial Group LLC2026-06-302026-08-15333$32,860None
GROUP ONE TRADING LLC2026-06-302026-08-155,046$497,939None
GOLDMAN SACHS GROUP INC2026-06-302026-08-153,400$335,512None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,701$167,855None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,953$488,762None
BARCLAYS PLC2026-06-302026-08-15800$78,944None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,001$98,810None
WELLS FARGO & COMPANY/MN2026-06-302026-08-154,219$416,331None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Brown Financial Advisors ↗Kingsbury Capital Investment Advisors LLC ↗GILL CAPITAL PARTNERS, LLC ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Equitable Holdings, Inc. ↗MCGUIRE CAPITAL ADVISORS INC ↗AMERIFLEX GROUP, INC. ↗ROSS\JOHNSON & Associates LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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