Public ownership evidence

Capital Group Short Duration Municipal Income ETF (CGSM) Ownership Disclosures

Read CGSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Capital Group Short Duration Municipal Income ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
MERCER GLOBAL ADVISORS INC /ADV
Report period
2026-06-30
Available
2026-08-20
Reported shares
15,938
Value (USD)
$420,524
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0000853758-26-000016
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CGSM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CGSM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2015,938$420,524None
Beacon Pointe Advisors, LLC2026-06-302026-08-1911,420$301,317None
Transamerica Financial Advisors, LLC2026-06-302026-08-1874,295$1,960,275None
Equitable Holdings, Inc.2026-06-302026-08-1822,267$587,519None
Synergy Investment Management, LLC2026-06-302026-08-157,741$204,257None
SEI INVESTMENTS CO2026-06-302026-08-15100,006$2,638,620None
PERSPECTIVE WEALTH ADVISORS LLC2026-06-302026-08-1519,857$523,927None
FWG Holdings, LLC2026-06-302026-08-15131,988$3,460,716None
Western Wealth Management, LLC2026-06-302026-08-1511,618$306,540None
OSAIC HOLDINGS, INC.2026-06-302026-08-15154,235$4,069,482None
OSAIC HOLDINGS, INC.2026-06-302026-08-15364,734$9,625,061None
Betterment LLC2026-06-302026-08-1589,992$2,375,000None
Orion Porfolio Solutions, LLC2026-06-302026-08-15139,299$3,675,397None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1519$501None
&PARTNERS2026-06-302026-08-15121,339$3,201,519None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15917,938$24,261,097None
Cerity Partners LLC2026-06-302026-08-1541,578$1,097,036None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-15304,185$8,025,924None
ROYAL BANK OF CANADA2026-06-302026-08-15440,452$11,621,000None
CITADEL ADVISORS LLC2026-06-302026-08-1533,670$888,383None
IHT Wealth Management, LLC2026-06-302026-08-158,469$223,458None
World Investment Advisors2026-06-302026-08-1521,073$554,766None
NATIXIS ADVISORS, LLC2026-06-302026-08-15227,062$5,991,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15282,653$7,457,796None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15106,910$2,820,819None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15665,656$17,563,340None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15180,965$4,774,762None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1583,692$2,208,213None
Silver Grove Financial Group, Inc.2026-06-302026-08-14851$22,465None
Wood Tarver Financial Group, LLC2026-06-302026-08-1414,370$379,000None
Visionary Wealth Advisors2026-06-302026-08-1435,759$943,505None
Rockefeller Capital Management L.P.2026-06-302026-08-1497,155$2,563,459None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14189,624$5,003,219None
UBS Group AG2026-06-302026-08-14700$18,470None
Elequin Capital, LP2026-06-302026-08-1495,551$2,521,113None
Snowden Capital Advisors LLC2026-06-302026-08-147,593$200,341None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-14738,981$19,498,014None
MORGAN STANLEY2026-06-302026-08-143,577,290$94,386,797None
MORGAN STANLEY2026-06-302026-08-1423$623None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-1458,750$1,550,119None
Sunrise Financial Services, LLC2026-06-302026-08-131,000$26,385None
Sunrise Financial Services, LLC2026-06-302026-08-1340,967$1,080,908None
SARD WEALTH MANAGEMENT GROUP, LLC2026-06-302026-08-1367,127$1,771,140None
Capital Group Private Client Services, Inc.2026-06-302026-08-131,324,006$34,933,904None
Integrated Wealth Concepts LLC2026-06-302026-08-1350,331$1,327,986None
Cetera Investment Advisers2026-06-302026-08-131,268,729$33,475,421None
Baird Financial Group, Inc.2026-06-302026-08-13135,780$3,582,576None
MCF Advisors LLC2026-06-302026-08-1325,671$677,339None
Advisory Services Network, LLC2026-06-302026-08-1335,365$933,106None
Capital International Investors2026-06-302026-08-1313,144,337$346,813,332None

90-day public filing window, up to 50 source positions.

MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗Synergy Investment Management, LLC ↗SEI INVESTMENTS CO ↗PERSPECTIVE WEALTH ADVISORS LLC ↗FWG Holdings, LLC ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.