Public ownership evidence

Capital Group U.S. Small and Mid Cap ETF (CGMM) Ownership Disclosures

Read CGMM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Capital Group U.S. Small and Mid Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Kingsview Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-20
Reported shares
56,101
Value (USD)
$1,849,650
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001791965-26-000005
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CGMM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CGMM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-2056,101$1,849,650None
Archer Investment Corp2026-06-302026-08-20352$11,605None
WNY Asset Management, LLC2026-06-302026-08-1817,122$564,512None
Transamerica Financial Advisors, LLC2026-06-302026-08-1824,755$817,166None
Equitable Holdings, Inc.2026-06-302026-08-18213,117$7,026,474None
Hopwood Nicholas Hunter2026-06-302026-08-1574,531$2,457,303None
Hopwood Nicholas Hunter2026-03-312026-08-1571,558$2,100,957None
Hopwood Nicholas Hunter2025-12-312026-08-1570,277$2,026,803None
Michael Brady & Co., LLC2026-06-302026-08-1545,150$1,488,617None
AMERIFLEX GROUP, INC.2026-06-302026-08-15563$18,562None
Blueprint Financial Advisors LLC2026-06-302026-08-1548,230$1,590,143None
SEI INVESTMENTS CO2026-06-302026-08-151,192,327$39,311,350None
Mutual Advisors, LLC2026-06-302026-08-15111,477$3,675,399None
Advyzon Investment Management, LLC2026-06-302026-08-151,053$34,717None
Advyzon Investment Management, LLC2026-06-302026-08-1522,336$736,418None
Milestone Investment Advisors LLC2026-06-302026-08-155,370$177,049None
KINTRA WEALTH, LLC2026-06-302026-08-1547,672$1,607,502None
Ameritas Advisory Services, LLC2026-06-302026-08-1519,566$645,089None
Western Wealth Management, LLC2026-06-302026-08-1520,385$672,086None
Qube Research & Technologies Ltd2026-06-302026-08-1530,729$1,013,135None
IFG Advisory, LLC2026-06-302026-08-1545,854$1,511,798None
Per Stirling Capital Management, LLC.2026-06-302026-08-15156,930$5,173,997None
OSAIC HOLDINGS, INC.2026-06-302026-08-15122,966$4,054,192None
OSAIC HOLDINGS, INC.2026-06-302026-08-1539,762$1,310,949None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,281,051$75,209,925None
Orion Porfolio Solutions, LLC2026-06-302026-08-15282,307$9,307,646None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1517,499$576,942None
Waverly Advisors, LLC2026-06-302026-08-1544,821$1,477,748None
Merited Wealth, LLC2026-06-302026-08-1515,153$499,582None
&PARTNERS2026-06-302026-08-15552,692$18,253,894None
MACQUARIE GROUP LTD2026-06-302026-08-15460,000$15,166,200None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-152,507,602$81,296,461None
AMERIPRISE FINANCIAL INC2026-06-302026-08-157,696$253,737None
Ausdal Financial Partners, Inc.2026-06-302026-08-155,768$190,186None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,487$49,037None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1535,631$1,174,754None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-15268,323$8,846,609None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1548,470$1,598,043None
ROYAL BANK OF CANADA2026-06-302026-08-151,074,302$35,420,000None
ROYAL BANK OF CANADA2026-06-302026-08-15758$25,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,947$64,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-1526,684$879,771None
CITADEL ADVISORS LLC2026-06-302026-08-1517,902$590,229None
World Investment Advisors2026-06-302026-08-1577,386$2,292,209None
NATIXIS ADVISORS, LLC2026-06-302026-08-15522,131$17,214,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15752,229$24,800,990None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15466,646$15,385,319None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,540,955$50,805,286None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,173,285$104,623,206None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15159,931$5,272,925None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗WNY Asset Management, LLC ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗Hopwood Nicholas Hunter ↗Hopwood Nicholas Hunter ↗Hopwood Nicholas Hunter ↗Michael Brady & Co., LLC ↗AMERIFLEX GROUP, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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