Public ownership evidence

DoubleLine Shiller CAPE U.S. Equities ETF (CAPE) Ownership Disclosures

Read CAPE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

DoubleLine Shiller CAPE U.S. Equities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
8,902
Value (USD)
$288,760
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read CAPE fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read CAPE fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Corient Private Wealth LP2026-06-302026-08-288,902$288,760None
Corient Private Wealth LP2026-06-302026-08-188,902$288,760None
Navis Wealth Advisors, LLC2026-06-302026-08-158,251$267,643None
Foundations Investment Advisors, LLC2026-06-302026-08-15156,748$5,084,529None
Foundations Investment Advisors, LLC2026-06-302026-08-15731,775$23,737,029None
OSAIC HOLDINGS, INC.2026-06-302026-08-15139$4,509None
HRT FINANCIAL LP2026-06-302026-08-1517,122$555,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1520,719$672,075None
STRAIGHTLINE GROUP LLC2026-06-302026-08-15948,387$30,763,410None
Imprint Wealth LLC2026-06-302026-08-1536$1,168None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15107$3,506None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-158,478$275,006None
CITADEL ADVISORS LLC2026-06-302026-08-1516,453$533,696None
Southeast Asset Advisors, LLC2026-06-302026-08-1533,516$1,087,179None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15284$9,212None
Rockefeller Capital Management L.P.2026-06-302026-08-1473$2,399None
UBS Group AG2026-06-302026-08-14412,233$13,372,014None
CIBC WORLD MARKET INC.2026-06-302026-08-147,300$236,794None
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC2026-06-302026-08-1428,849$934,400None
HANTZ FINANCIAL SERVICES, INC.2026-06-302026-08-14852$28,000None
MORGAN STANLEY2026-06-302026-08-14167$5,417None
MORGAN STANLEY2026-06-302026-08-142$65None
Corient Private Wealth LP2026-06-302026-08-138,902$288,760None
NewEdge Advisors, LLC2026-06-302026-08-13500$16,219None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-133,227$104,676None
BANK OF MONTREAL /CAN/2026-06-302026-08-13123,579$4,008,606None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13400$12,975None
AVAII WEALTH MANAGEMENT, LLC2026-06-302026-08-1122,882$742,252None
Csenge Advisory Group2026-06-302026-08-1188,446$2,868,966None
Main Street Financial Solutions, LLC2026-06-302026-08-0899,549$3,229,131None
LPL Financial LLC2026-06-302026-08-086,791$220,271None
Socha Financial Group, LLC2026-06-302026-08-0747,241$1,532,385None
Capital Investment Advisors, LLC2026-06-302026-08-0722,683$735,773None
Capital Analysts, LLC2026-06-302026-08-062,846$92,000None
FIFTH THIRD BANCORP2026-06-302026-08-063,122$101,270None
TRANSCEND CAPITAL ADVISORS, LLC2026-06-302026-08-057,867$255,196None
AE Wealth Management LLC2026-06-302026-08-04689$22,350None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3136,716$1,191,000None
United Advisor Group, LLC2026-06-302026-07-3010,777$349,580None
Main Street Financial Solutions, LLC2026-03-312026-07-3094,280$2,908,821None
Clear Point Advisors Inc.2026-06-302026-07-30123,241$3,997,637None
Kestra Advisory Services, LLC2026-06-302026-07-296,806$220,770None
Sepio Capital, LP2026-06-302026-07-2917,321$561,852None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-29990$32,113None
KINGSWOOD WEALTH ADVISORS, LLC2026-06-302026-07-287,900$256,257None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2836,716$1,191,000None
Creative Capital Management Investments LLC2026-06-302026-07-25519$16,835None
Santori & Peters, Inc.2026-06-302026-07-25234,697$7,613,020None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-2373,774$2,402,104None
Evensky & Katz LLC2026-06-302026-07-23678$22,000None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Navis Wealth Advisors, LLC ↗Foundations Investment Advisors, LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗STRAIGHTLINE GROUP LLC ↗Imprint Wealth LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.