Public ownership evidence

FT Vest Laddered International Moderate Buffer ETF (BUFY) Ownership Disclosures

Read BUFY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest Laddered International Moderate Buffer ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
24,065
Value (USD)
$475,525
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BUFY fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BUFY fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2924,065$475,525None
Kingsview Wealth Management, LLC2026-06-302026-08-2027,041$632,976None
Capasso Planning Partners LLC2026-06-302026-08-1922,820$534,171None
IFG Advisory, LLC2026-06-302026-08-157,725$180,827None
OSAIC HOLDINGS, INC.2026-06-302026-08-15167,781$3,927,620None
JANE STREET GROUP, LLC2026-06-302026-08-159,125$213,598None
OLD MISSION CAPITAL LLC2026-06-302026-08-1558,399$1,367,003None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1534,147$799,313None
Visionary Wealth Advisors2026-06-302026-08-1465,250$1,527,373None
Rockefeller Capital Management L.P.2026-06-302026-08-14417,530$9,773,542None
Mariner, LLC2026-06-302026-08-1429,535$691,355None
Ameritas Investment Partners, Inc.2026-06-302026-08-148,085$189,254None
Legacy Capital Wealth Partners, LLC2026-06-302026-08-1326,675$624,408None
Integrated Wealth Concepts LLC2026-06-302026-08-1385,211$1,994,623None
Cetera Investment Advisers2026-06-302026-08-13337,507$7,900,359None
Advisory Services Network, LLC2026-06-302026-08-13160,754$3,762,922None
NewEdge Advisors, LLC2026-06-302026-08-1373,763$1,726,644None
FSB PREMIER WEALTH MANAGEMENT, INC.2026-06-302026-08-138,794$205,850None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1313,273$310,694None
Tradition Wealth Management, LLC2026-06-302026-08-1218,397$430,637None
OneAscent Financial Services LLC2026-06-302026-08-1213,663$319,824None
AssuredPartners Investment Advisors, LLC2026-06-302026-08-1175,643$1,770,651None
Sigma Planning Corp2026-06-302026-08-0821,354$499,854None
LPL Financial LLC2026-06-302026-08-08121,254$2,838,313None
IMG Wealth Management, Inc.2026-06-302026-08-086,410$150,045None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0833,659$787,890None
Bank of New York Mellon Corp2026-06-302026-08-071$28None
Bank of New York Mellon Corp2026-06-302026-08-0716,942$396,578None
Simplicity Wealth,LLC2026-06-302026-08-07115,817$2,711,044None
Keystone Wealth Services, LLC2026-06-302026-08-0684,996$1,989,586None
Capital Analysts, LLC2026-06-302026-08-0617,546$411,000None
Janney Montgomery Scott LLC2026-06-302026-08-06681,021$15,941,000None
HighTower Advisors, LLC2026-06-302026-08-068,671$202,971None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-0517,974$420,735None
BIP Wealth, LLC2026-06-302026-08-0428,202$660,152None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04547,922$12,825,758None
INTEGRITY ALLIANCE, LLC.2026-06-302026-08-0119,314$452,102None
Claro Advisors Inc.2026-06-302026-07-3125,638$600,124None
Lunt Capital Management, Inc.2026-06-302026-07-319,620$225,185None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3166,398$1,554,000None
Prasad Wealth Partners, LLC2026-06-302026-07-30639,436$14,967,918None
Kovack Advisors, Inc.2026-06-302026-07-3028,459$664,469None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30742,624$17,383,334None
Kestra Advisory Services, LLC2026-06-302026-07-2937,748$883,605None
McKinley Carter Wealth Services, Inc.2026-06-302026-07-2948,951$1,145,846None
Baker Avenue Asset Management, LP2026-06-302026-07-2912,116$283,611None
MCDONALD PARTNERS LLC2026-06-302026-07-299,860$230,803None
WEDBUSH SECURITIES INC2026-06-302026-07-2970,247$1,644,000None
TRUIST FINANCIAL CORP2026-06-302026-07-2916,881$395,150None
VIMA LLC2026-06-302026-07-2569,046$1,616,229None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Kingsview Wealth Management, LLC ↗Capasso Planning Partners LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Visionary Wealth Advisors ↗Rockefeller Capital Management L.P. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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