Public ownership evidence

FT Vest Laddered Small Cap Moderate Buffer ETF (BUFS) Ownership Disclosures

Read BUFS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest Laddered Small Cap Moderate Buffer ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
26,905
Value (USD)
$544,827
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BUFS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BUFS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2926,905$544,827None
Kingsview Wealth Management, LLC2026-06-302026-08-2027,478$689,423None
Capasso Planning Partners LLC2026-06-302026-08-1921,882$549,019None
IFG Advisory, LLC2026-06-302026-08-153,398$85,256None
OSAIC HOLDINGS, INC.2026-06-302026-08-15298,922$7,499,637None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,624$592,726None
CITADEL ADVISORS LLC2026-06-302026-08-1535,406$888,337None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15156,560$3,928,090None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15232,799$5,840,927None
Sanctuary Advisors, LLC2026-06-302026-08-1468,321$1,714,174None
Mariner, LLC2026-06-302026-08-1411,985$300,704None
Ameritas Investment Partners, Inc.2026-06-302026-08-1411,490$288,284None
Legacy Capital Wealth Partners, LLC2026-06-302026-08-1317,579$441,057None
Integrated Wealth Concepts LLC2026-06-302026-08-1376,469$1,918,560None
ODonnell Financial Services, LLC2026-06-302026-08-1317,554$440,430None
Cetera Investment Advisers2026-06-302026-08-13408,429$10,247,484None
Advisory Services Network, LLC2026-06-302026-08-13160,889$4,036,711None
NewEdge Advisors, LLC2026-06-302026-08-13824,063$20,675,737None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-133,637$91,252None
Tradition Wealth Management, LLC2026-06-302026-08-1214,260$357,783None
OneAscent Financial Services LLC2026-06-302026-08-1217,903$449,186None
AssuredPartners Investment Advisors, LLC2026-06-302026-08-1173,676$1,848,531None
NewEdge Wealth, LLC2026-06-302026-08-1119,787$496,456None
LPL Financial LLC2026-06-302026-08-0818,616$467,075None
MML INVESTORS SERVICES, LLC2026-06-302026-08-08340,159$8,534,589None
Geneos Wealth Management Inc.2026-06-302026-08-07335,044$8,406,254None
Bank of New York Mellon Corp2026-06-302026-08-071$29None
Bank of New York Mellon Corp2026-06-302026-08-078,649$217,003None
Keystone Wealth Services, LLC2026-06-302026-08-0642,142$1,057,343None
Capital Analysts, LLC2026-06-302026-08-0619,830$498,000None
Capital Analysts, LLC2026-06-302026-08-0612,414$311,000None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-0512,644$317,238None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04888,795$22,299,867None
Claro Advisors Inc.2026-06-302026-07-3127,345$686,078None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-31604,351$15,163,000None
ASSETMARK, INC2026-06-302026-07-31291$7,301None
Kovack Advisors, Inc.2026-06-302026-07-3033,931$850,311None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3029,330$735,890None
Kestra Advisory Services, LLC2026-06-302026-07-2943,366$1,088,053None
TRUIST FINANCIAL CORP2026-06-302026-07-2956,972$1,429,427None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-2517,622$442,136None
ARQ WEALTH ADVISORS, LLC2026-06-302026-07-2512,863$322,476None
WINNACLE WEALTH LLC2026-06-302026-07-2319,676$493,664None
Synergy Asset Management, LLC2026-06-302026-07-2322,197$556,923None
IFP Advisors, Inc2026-06-302026-07-2128,404$712,656None
Farther Finance Advisors, LLC2026-06-302026-07-181,100$27,599None
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2026-06-302026-07-1676,876$1,926,513None
Brookstone Capital Management2026-06-302026-07-1615,701$393,938None
INDEPENDENT FINANCIAL GROUP, LLC2026-06-302026-07-1662,455$1,566,996None
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC2026-06-302026-07-1518,435$462,534None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Kingsview Wealth Management, LLC ↗Capasso Planning Partners LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗Sanctuary Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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