Public ownership evidence

FT Vest Laddered Nasdaq Buffer ETF (BUFQ) Ownership Disclosures

Read BUFQ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest Laddered Nasdaq Buffer ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
18,553
Value (USD)
$553,993
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BUFQ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BUFQ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2918,553$553,993None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-283,691$144,946None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-283,691$130,366None
Kingsview Wealth Management, LLC2026-06-302026-08-2019,669$772,402None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-207,177$281,841None
Equitable Holdings, Inc.2026-06-302026-08-18417,888$16,410,462None
Sequent Planning LLC2026-06-302026-08-15327,898$12,876,554None
Navis Wealth Advisors, LLC2026-06-302026-08-155,359$210,448None
Ameritas Advisory Services, LLC2026-06-302026-08-159,572$375,909None
WCG Wealth Advisors LLC2026-06-302026-08-1560,286$2,367,435None
XTX Topco Ltd2026-06-302026-08-155,122$201,141None
Western Wealth Management, LLC2026-06-302026-08-1516,941$665,275None
Western Wealth Management, LLC2026-06-302026-08-1519,769$776,329None
Foundations Investment Advisors, LLC2026-06-302026-08-1543,516$1,708,873None
IFG Advisory, LLC2026-06-302026-08-15117,256$4,604,643None
OSAIC HOLDINGS, INC.2026-06-302026-08-1517,414$683,841None
OSAIC HOLDINGS, INC.2026-06-302026-08-1550,166$1,970,030None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,022,506$40,152,880None
JANE STREET GROUP, LLC2026-06-302026-08-1513,770$540,748None
Gallagher Fiduciary Advisors, LLC2026-06-302026-08-15123,612$4,854,233None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,190$86,001None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,877$112,980None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,556$61,104None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15310$12,174None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15772$30,316None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-153,112$122,208None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15287$11,270None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15772$30,316None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,636$103,516None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15190$7,461None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,286$50,501None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15834$32,751None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,318$51,758None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,636$103,516None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15655$25,722None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,451$56,981None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-154,544$178,443None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,597$62,714None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15278$10,917None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,811$71,118None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,225$87,376None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15981$38,524None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,194$86,158None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,200$86,394None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,664$65,345None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15380$14,923None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,068$81,210None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,022$40,134None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15783$30,748None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15606$23,798None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Equitable Holdings, Inc. ↗Sequent Planning LLC ↗Navis Wealth Advisors, LLC ↗Ameritas Advisory Services, LLC ↗WCG Wealth Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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