Public ownership evidence

FT Vest Laddered Deep Buffer ETF (BUFD) Ownership Disclosures

Read BUFD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest Laddered Deep Buffer ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
34,876
Value (USD)
$870,154
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BUFD fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BUFD fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2934,876$870,154None
Kingsview Wealth Management, LLC2026-06-302026-08-2084,171$2,501,562None
Archer Investment Corp2026-06-302026-08-20296$8,797None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20177,200$5,266,384None
Capasso Planning Partners LLC2026-06-302026-08-1936,710$1,091,021None
FSA Advisors, Inc.2026-06-302026-08-1824,022$713,926None
Equitable Holdings, Inc.2026-06-302026-08-18172,520$5,127,294None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1880,437$2,391,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-15350$10,402None
Blueprint Financial Advisors LLC2026-06-302026-08-1526,863$798,368None
Mutual Advisors, LLC2026-06-302026-08-1523,365$694,408None
Perennial Investment Advisors, LLC2026-06-302026-08-1598,547$2,928,819None
Capital Asset Advisory Services LLC2026-06-302026-08-151,010,755$30,039,637None
White Knight Strategic Wealth Advisors, LLC2026-06-302026-08-1514,309$425,263None
Ameritas Advisory Services, LLC2026-06-302026-08-1539,190$1,164,731None
WCG Wealth Advisors LLC2026-06-302026-08-1516,542$491,628None
Western Wealth Management, LLC2026-06-302026-08-159,955$295,865None
Western Wealth Management, LLC2026-06-302026-08-1568,685$2,041,311None
IFG Advisory, LLC2026-06-302026-08-1542,031$1,249,161None
OSAIC HOLDINGS, INC.2026-06-302026-08-15313,582$9,319,661None
OSAIC HOLDINGS, INC.2026-06-302026-08-1543,532$1,293,782None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,951,584$58,000,375None
Regal Investment Advisors LLC2026-06-302026-08-1510,549$313,517None
OLD MISSION CAPITAL LLC2026-06-302026-08-1550,663$1,505,704None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,013$30,106None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,400$41,608None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,995$89,011None
Waverly Advisors, LLC2026-06-302026-08-15499,610$14,848,409None
Wealth Watch Advisors, INC2026-06-302026-08-15136,740$4,063,913None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1588$2,597None
Harvest Investment Services, LLC2026-06-302026-08-1525,529$758,722None
Ausdal Financial Partners, Inc.2026-06-302026-08-1512,915$383,834None
Pinnacle Financial Partners, Inc.2026-06-302026-08-15289,001$8,589,110None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1523,140$687,721None
ROYAL BANK OF CANADA2026-06-302026-08-15460$14,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,626$48,000None
ROYAL BANK OF CANADA2026-06-302026-08-15550,273$16,354,000None
CITADEL ADVISORS LLC2026-06-302026-08-1514,209$422,291None
Larson Financial Group LLC2026-06-302026-08-15980$29,126None
IHT Wealth Management, LLC2026-06-302026-08-1513,566$403,181None
Coppell Advisory Solutions LLC2026-06-302026-08-15586,835$22,071None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1524,537$729,240None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15976,416$29,019,084None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15413,076$12,276,619None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15763,544$22,692,513None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15449,802$13,368,101None
Silver Grove Financial Group, Inc.2026-06-302026-08-14240$7,133None
Legacy Wealth Managment, LLC/ID2026-06-302026-08-14260,471$7,741,198None
TWIN PEAKS WEALTH ADVISORS, LLC2026-06-302026-08-1435,893$1,066,745None
FSA Advisors, Inc.2026-06-302026-08-1424,022$713,926None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗MERCER GLOBAL ADVISORS INC /ADV ↗Capasso Planning Partners LLC ↗FSA Advisors, Inc. ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗AMERIFLEX GROUP, INC. ↗Blueprint Financial Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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