Public ownership evidence

Innovator U.S. Equity Buffer ETF - August (BAUG) Ownership Disclosures

Read BAUG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator U.S. Equity Buffer ETF - August: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
10,134
Value (USD)
$430,188
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BAUG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BAUG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,134$430,188None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,464$239,335None
Beacon Pointe Advisors, LLC2026-06-302026-08-1943,979$2,357,913None
FSA Advisors, Inc.2026-06-302026-08-1825,213$1,351,782None
GTS FINANCIAL, LLC2026-06-302026-08-154,855$223,428None
COFG Advisors, LLC2026-06-302026-08-1520,206$1,083,325None
Foundations Investment Advisors, LLC2026-06-302026-08-1510,569$566,652None
IFG Advisory, LLC2026-06-302026-08-151,000$53,615None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,903$262,872None
OSAIC HOLDINGS, INC.2026-06-302026-08-15750$40,211None
OSAIC HOLDINGS, INC.2026-06-302026-08-15193,547$10,376,028None
HRT FINANCIAL LP2026-06-302026-08-153,943$211,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1520,923$1,121,776None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1547,209$2,531,087None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1510,309$552,712None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15117$6,273None
Cerity Partners LLC2026-06-302026-08-15113,714$6,096,720None
Cerity Partners LLC2026-06-302026-08-1517,914$960,450None
Larson Financial Group LLC2026-06-302026-08-15123$6,595None
World Investment Advisors2026-06-302026-08-1521,628$1,065,399None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1548,592$2,605,236None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1537,740$2,023,411None
BARCLAYS PLC2026-06-302026-08-15564$30,239None
FSA Advisors, Inc.2026-06-302026-08-1425,213$1,351,782None
Visionary Wealth Advisors2026-06-302026-08-1411,341$608,043None
CreativeOne Wealth, LLC2026-06-302026-08-1417,516$939,112None
CreativeOne Wealth, LLC2026-06-302026-08-14356$19,087None
Rockefeller Capital Management L.P.2026-06-302026-08-1413,180$706,639None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1416,282$872,951None
Penserra Capital Management LLC2026-06-302026-08-14489,400$26,238,000None
Snowden Capital Advisors LLC2026-06-302026-08-1433,391$1,790,242None
Trek Financial, LLC2026-06-302026-08-1416,878$904,906None
VISTA INVESTMENT MANAGEMENT2026-06-302026-08-135,480$293,807None
Integrated Wealth Concepts LLC2026-06-302026-08-131,600$85,784None
Cetera Investment Advisers2026-06-302026-08-1343,510$2,332,767None
Advisory Services Network, LLC2026-06-302026-08-134,617$247,538None
WealthShield Partners, LLC2026-06-302026-08-1311,801$632,705None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,183$277,884None
First Commonwealth Financial Corp /PA/2026-06-302026-08-1314,148$758,538None
JPMORGAN CHASE & CO2026-06-302026-08-131,538$82,196None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1262$3,324None
Rothschild Wealth LLC2026-06-302026-08-124,050$217,139None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-124,464$239,335None
Arax Advisory Partners2026-06-302026-08-1114,021$751,729None
CROSSPOINT FINANCIAL, LLC2026-06-302026-08-086,548$351,046None
Sigma Planning Corp2026-06-302026-08-0812,340$661,626None
LPL Financial LLC2026-06-302026-08-0849,450$2,651,237None
IMG Wealth Management, Inc.2026-06-302026-08-085,893$315,950None
Lido Advisors, LLC2026-06-302026-08-089,758$523,175None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0823,885$1,280,582None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗FSA Advisors, Inc. ↗GTS FINANCIAL, LLC ↗COFG Advisors, LLC ↗Foundations Investment Advisors, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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